“…Spirit and Life”: 1 John 5:6-8 (continued)

1 John 5:6-8 (continued)

In the previous note I examined the context of 1 John 5:6 and began exploring the statements made in the verse itself. I noted the parallel with 4:2-3, especially the two expressions “in the flesh” and “in/through water and blood” which I regard as being closely related in thought. If the expression “come in the flesh [e)n sarki/]” refers to Jesus being born and appearing on earth as a true human being, then it stands to reason that “in/through water and blood” in 5:6 follows this same basic meaning. There appears to be little apparent difference here in the use of the prepositions dia/ (“through water and blood”) and e)n (“in water and…blood”), though it is possible that distinct aspects of Jesus birth/life as a human being are implied. We see the same interchangeability of the prepositions in Hebrews 9:12, 25 and Rom 6:4 / Col 2:12 (Brown, p. 574).

Before proceeding, I should point out that many Greek manuscripts and versions have a different reading of the first phrase in verse 6 (“the one coming through water and blood”), variously adding “and (the) Spirit” (or “and the holy Spirit”), to form a triad. That this reading is secondary, and not original, is strongly indicated by the fact that the reference to the Spirit appears at different points in the phrase; the most widespread of these variant readings is: “through water and blood and (the) Spirit” (a A 104 424c 614 1739c, etc). It may simply reflect the influence of what follows in vv. 6b-8. However, if early Christians understood the verse as referring to Jesus’ birth (cf. below), then the addition of “and (the) Spirit” in 6a could have theological significance (i.e. to safeguard the idea of the virginal conception, and the role of the Spirit in Jesus’ conception); on this, cf. Ehrman, pp. 60-1.

What exactly does the author mean when stating that Jesus came “through (or in) water and blood”? There would seem to be three main possibilities recognized by commentators:

    1. It refers to the birth and death of Jesus, respectively—fundamentally, to his (incarnate) human life on earth
    2. Similar to #1, it refers to the baptism and death of Jesus—to his mission on earth
    3. It refers specifically to Jesus’ death, following Jn 19:34
    4. In relation to #2, the reference is primarily sacramental—to baptism (water) and the eucharist (esp. the cup [blood])

In my view, the last of these can be eliminated. There is little indication anywhere else in the letter that either sacrament (Baptism or the Lord’s Supper) is in view. While it is possible that “water” and “blood” could be shorthand keywords for Baptism and the Eucharist, it seems quite out of place here in the letter, where the emphasis is clearly on the person and identity of Jesus. Otherwise, I can find no other definite Johannine references to (Christian) baptism, despite the emphasis on baptism in the early Gospel traditions recorded in Jn 1:19-34 and 3:22-23ff; there are eucharistic allusions in chapter 6 of the Gospel (esp. vv. 51-58), but the Lord’s Supper (i.e. as a ritual or sacrament introduced by Jesus) is completely absent from the Last Supper scene in John.

The choice, then, is between interpretations #1-3 above. There can be little doubt that “blood” refers to the sacrificial death of Jesus. The statement in 1:7 (“the blood of Yeshua…cleanses us from all sin”) reflects the idea of Jesus’ death (the shedding/pouring of blood) as a sacrificial offering, already found in the Gospel tradition of Mark 14:24 par (recording Jesus’ own words); there are, indeed, two aspects to this sacrificial motif:

    • The blood shed and poured on the altar (and upon the people) at the establishment of God’s covenant with Israel (cf. Exod 24:3-8)
    • The blood of the sin offering poured/sprinkled on the altar (Lev 4:1-5:13, etc)

While the Gospel of John does not record the institution of the Lord’s Supper (and the symbolic drinking of Jesus’ “blood”), the language in 6:51-58 is quite similar (esp. vv. 51b, 53). It is only in the Fourth Gospel that the shedding of Jesus’ blood is actually narrated and described (19:34, cf. below).

More difficult is determining exactly what is signified by “water”. There are seven other significant Johannine passages, in the Gospel and Letters, involving water (all from the Gospel):

    • The traditions related to John the Baptist and the Baptism of Jesus (1:26-34, cf. also 3:22ff)
    • The miracle of turning water into wine (2:6-9ff)
    • The discourse/dialogue with Nicodemus (3:5-8)
    • The “living water” dialogue with the Samaritan woman (4:7-15)
    • The “living water” declaration by Jesus (7:37-38f)
    • The washing of the disciples’ feet during the Last Supper scene (13:5ff)
    • The “blood and water” which came out of Jesus’ side after his death (19:34)

Commentators have sought to associate these passages variously with Baptism (cf. above), but the only instance where such an association can plausibly be made is in 3:3-8, and yet I am not at all convinced that (Christian) baptism is being referred to by Jesus in that passage (except, possibly, in a secondary sense). As far as water being related to the baptism of Jesus, it is noteworthy that the Gospel of John appears to downplay this episode; it is not even narrated directly, but only indirectly, through the testimony of the Baptist. The traditional detail from the Baptism scene which the author emphasizes is two-fold:

    • The presence of the Spirit (1:32-33), and
    • The identification of Jesus as the Son and Chosen (i.e. Anointed) One of God (1:34)

It thus seems unlikely to me that the author of the letter is specifically referring to Jesus’ baptism in 5:6-8. This leaves options #1 and 3 above. In analyzing each of these, it is important to consider the significance of water in the Gospel. I find three distinct themes or aspects:

    • A figure and symbol of the Spirit
    • Symbolic of the new/eternal Life which Jesus gives
    • Association with the sacrificial death of Jesus

The evidence cited above appears to be divided rather equally between these, with the first two being particularly emphasized. I would divide the passages into two primary themes:

    1. Life through the Spirit—1:26 (cf. 32-33); 3:3-8 (birth motif); 4:7-15ff; 7:37-39
    2. Association with Jesus’ death (i.e. blood)—2:6-9ff (cp. 6:51-58); 13:5ff; 19:34

Now, in Johannine thought, Life and the Spirit are closely associated with the idea of birth—especially the motif of believers coming to be born (i.e. a new, spiritual birth). This is expressed most clearly in John 3:3-8, where water and the Spirit are tied together in a manner similar to water and blood in 1 Jn 5:6-8; note the parallelism of logic:

    • born out of water and the Spirit (Jn 3:5)—i.e. not out of water alone, but also of the Spirit (cp. the same contrast in 1:26)
    • come in/through water and blood—not only water, but also blood (1 Jn 5:6)

It is important to understand the contrast Jesus establishes in Jn 3:5ff; as verse 6 makes clear, there is a parallel between water and flesh, indicating that the idea of human birth is in view:

    • water = “flesh”—ordinary, physical human birth and life
    • water and Spirit—the new spiritual life (“from above”) given to a human being through trust in Jesus

Based on this thematic logic, I believe that the birth (and human life) of Jesus is primarily in view in 1 John 5:6:

    • coming through/in water = Jesus’ birth and (incarnate) life
    • coming through/in blood = Jesus’ sacrificial death

These reflect the beginning and end points of Jesus’ earthly life and mission, and, significantly, “water and blood” are featured in the two episodes which open and close Jesus’ ministry on earth:

    • The miracle at Cana (2:1-11)—water and wine (= “blood”)
    • The death of Jesus (19:34)—blood and water

Both elements (water and blood) reflect Jesus’ human life which he sacrificed (poured out) for us. The issue for the author of 1 John is that there were would-be believers (“antichrists”, who have separated from the Johannine congregations) who did not correctly believe (and confess) that Jesus “came in the flesh”—that he was born and lived on earth as a true human being (i.e., an early “docetic” view of Christ). Now, if Jesus did not exist as a true flesh-and-blood human being, then neither did he shed real (human) blood on behalf of humankind. For later Christian authors and theologians in the second and third centuries, this was the most serious consequence of a docetic Christology—if Jesus was not a real human being like us, then he could not have truly suffered and died on our behalf, and this effectively nullifies the salvific meaning of Jesus’ suffering and death. In combating the docetic views of “Gnostics” and others at the time, proto-orthodox theologians such as Ignatius, Irenaeus and Tertullian were absolutely clear on this point. The same point, it would seem, was recognized already by the author of First John. Consider the logic:

    • Jesus came “in the flesh“—i.e. incarnation, existence as a real human being
      • = came “in/through water“—a real earthly life on earth, including the period of his ministry (the beginning of which is marked by water-motifs in 1:26-34; 2:1-11)
      • not only a real earthly life (in/through water), but Jesus also
        • came “in/through blood“—a real (human) death and shedding of blood, which has saving power for humankind

Johannine theology is unique in the way that these essential Christological motifs are tied so closely to the presence of the Spirit. The association between the Spirit and water is clear enough from the passages we have studied (and are cited above); however, the precise relationship between the Spirit and blood is not as readily apparent. And yet, the statements in vv. 6b-8 bring all three elements, or aspects, together into a triad. This is the subject which we will be discussing in the next note.

References above marked “Brown” are to R. E. Brown, The Epistles of John, Anchor Bible [AB] Vol. 30 (1982). Those marked “Ehrman” are to B. Ehrman, The Orthodox Corruption of Scripture: The Effect of Early Christological Controversies on the Text of the New Testament (Oxford: 1993).

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