1 John 4:1-6, continued
Last week, we examined 1 John 4:1-6 in the context of the thematic and rhetorical structure of the letter, and also looked at the first three verses in detail. This section deals with the theme of trust in Jesus, just as the prior section (3:12-24) dealt with the theme of love. These two—love and trust in Jesus—are the two components of the great “commandment of God” (v. 23) which all true believers will uphold (and can never violate). Verses 1-3 of chapter 4 presents the author’s key teaching in the letter on trust in Jesus as the mark of the true believer. It builds upon the earlier instruction of 2:18-27 (discussed in a previous study). We have noted how 1 John is aimed at warning readers against certain people who have separated from the Community, and thus demonstrated themselves to be false believers (described as antíchristos, “against the Anointed”, 2:18, 22, and again here in 4:3). The author distinguishes them as ones who violate the first component of the great command—which is to say, they do not trust that Jesus is the Anointed One and Son of God (2:22-23). However, as Christians who previously had belonged to the Community, presumably they did, in fact, accept Jesus as both the Anointed One (Messiah) and Son of God, confessing and affirming both points of doctrine. Thus, it would seem that the author has something very specific in mind, a way of understanding just what an identification of Jesus by these titles means. We get a glimpse of what this is by the defining statement (of true belief) in verse 2 of our passage:
“every spirit which gives account as one (with us) of Yeshua (the) Anointed having come in the flesh is out of [i.e. from] God”
On the surface this would imply that the ‘false’ believers did not accept the incarnation of Jesus (as a human being); this would be the obvious sense of the phrase “having come in the flesh” (en sarkí el¢lythóta). Unfortunately, the situation is complicated by the fact that there are two important variant forms of the text in verse 3, where the opposing view of the ‘false’ believers (“false prophets”, v. 1) is stated. It is necessary first to discuss this.
The Text-critical question in 1 John 4:3
As I noted in the previous study, there are two forms of the text of v. 3a—one which uses the verb homologéœ (as in v. 2), and one which instead has the verb lýœ (“loose[n]”). Here are the two forms:
- “every spirit that does not give account as one (with us) of Yeshua” (pán pneúma hó m¢ homologeí ton I¢soún)
- “every spirit that looses Yeshua” (pán pneúma hó lýei ton I¢soún)
The first reading (with the verb homologéœ), which rather blandly contradicts the true statement in v. 2 with a simple negative particle (m¢), is by far the majority reading, attested in every Greek manuscript and nearly all the ancient versions as well. The second reading (with lýœ) is known from only a small number of witnesses, and almost all by way of Latin translation (lýei ton I¢soún [“looses Yeshua”] typically rendered in Latin as solvit Iesum). In spite of this, many commentators would accept this minority reading as original. Let us consider the evidence and reasons for this.
The only Greek manuscript which contains the reading with lýœ is the 10th century uncial MS 1739, and there only as a marginal note explaining that the reading was found in writings of Irenaeus, Clement of Alexandria, and Origen—all Church Fathers who lived and wrote in the late 2nd and early 3rd centuries A.D. It is to be found in Irenaeus’ book Against Heresies (III.16.8), a portion surviving only in Latin (with the verb form solvit, “dissolves”); it is also cited in Origen’s Commentary on Matthew, in a portion surviving in Latin (65), though there may be an allusion to it in Greek as well (16.8). In fact, Origin knew both readings, as did the Latin author Tertullian (Against Marcion 5.16.4; Prescription Against Heretics 23) writing at roughly the same time. The minority text (with solvit [in Latin]) is known by several other writers of the 4th and 5th century (e.g., Priscillian Tractate 1.31.3), and is the reading in a number of Old Latin manuscripts (ar c dem div p) in addition to the Latin Vulgate. The only other Greek evidence for the reading (with lýœ) comes from the 5th century historian Socrates (Church History 7.32), who cites it as an “ancient reading” (meaning it was not the one commonly known at the time), using it against the Christological views of the Nestorians (as those who “separated” the two natures of Jesus).
Internal Evidence and Transcriptional Probability
“Internal evidence” in textual criticism refers to things like the style and vocabulary of the New Testament author, which reading is more likely to be original on this basis, and which is more likely to have been changed or entered into the text through the copying by scribes. This latter aspect is often referred to as “transcriptional probability”. An important principle of textual criticism is difficilior lectio potior (“the more difficult reading is to be preferred), meaning that copyists are more likely to alter the text from a word or phrase that is more unusual or difficult to understand to one that is more common or easier to understand. And a good number of commentators consider the reading pán pneúma hó lýei ton I¢soún (“every spirit that looses Jesus“) to be the more difficult. What exactly does this mean—to “loose” Jesus? According to this view, at some point one or more scribes (probably in the early 2nd century) changed the text from “looses” to the blander “does not give account as one [i.e. acknowledge/confess/agree]”, using the same verb as in verse 2. But is this feasible?
For one thing, as many commentators have noted, the use of the negative particle m¢ with an indicative verb form is unusual, and is itself hard to explain as a scribal change. It is more appropriate before a participle, as in the parallel statement in 2 John 7 (see also John 3:18). In fact, the evidence from 2 John 7 cuts both ways: it can be taken as a sign that the reading with homologéœ is original, or that scribes harmonized the reading with lýœ, ‘correcting’ it in light of 2 Jn 7.
What about the use of the verb lýœ—does it fit with the author’s style and would he use it here in such a context? The verb occurs only once elsewhere in the Johannine letters, at 1 Jn 3:8, where it is stated that Jesus appeared on earth so that he might “loose” (lýs¢, i.e. “dissolve”) the works of the Devil. The verb lýœ literally means “loose[n]”, sometimes in the sense of dissolving or destroying, but also in the sense of releasing someone (or something) from bondage, etc. In the book of Revelation (often considered a Johannine writing), it is always used (6 times) in the sense of releasing a person; whereas, in the Gospel of John, it can be used either in the general sense of loosening straps, bonds, etc (1:27; 11:44), or in the negative sense (above) of dissolving something (2:19; 5:18; 7:23; 10:35), as in 1 Jn 3:8. The most relevant occurrence in the Gospel is at 2:19, where it is part of the Temple-saying of Jesus:
“Loose [lýsate] this shrine and in three days I will raise it (again).”
In the Synoptic version (in the Sanhedrin ‘trial’ scene), the reported saying (Mk 14:58 par) uses the compound verb katalýœ (“loose[n] down”), but the meaning is essentially the same—the Temple being dissolved, i.e. its stones broken down and destroyed (cf. Mark 13:1 par where the same verb is used). The verb lýœ typically is not used in the sense of “dissolve/destroy” when a person is the object; however, in Jn 2:19 the object of the Temple (a building) is applied to the person of Jesus by the Gospel writer (vv. 21-22), so it is conceivable that the author of 1 John could be doing something similar here.
I would say that, while an argument can be made for the originality of the reading with lýœ, and that its use in 4:3 would be, to some extent, compatible with Johannine style and theology, it is hard to ignore the absolutely overwhelming textual evidence of the manuscripts and versions. I find it difficult to explain how a scribal change could so effect every single known Greek manuscript, and, at the same time, all of the ancient versions (except for the Latin). It seems much more likely that the reading with the verb lýœ was introduced as a gloss or explanation of the majority reading, perhaps as a marginal note (such as in MS 1739) that made its way into the text. Indeed, if the majority reading (with m¢ homologeí) is original, it is not immediately clear just what contrast the author is making. In what way do the “false prophets” not confess/acknowledge Jesus Christ having “come in the flesh”? Is it a simple denial of the reality of the incarnation, or something else? For the writers of the 2nd-5th centuries, mentioned above, who attest the reading with lýœ, they seem to understand it in the sense of ‘heretics’ who separate the person of Jesus—i.e., dissolving the bond between the divine Christ (Son of God) and the human Jesus. This, however, would likely not have been the false Christology attacked by the author of 1 John (see below).
1 John 4:4-5
“You are out of [ek] God, (my dear) offspring, and you have been victorious over them, (in) that the (one) in you is greater that the (one) in the world. They are out of [ek] the world—through this they speak out of [ek] the world, and the world hears them.”
At this point, in his exhortation to his readers, the author draws a sharp contrast with the “false prophets”, emphatically using the pronouns “you” (hymeís) and “they” (autoí). The rhetorical thrust of this is clear. He addresses his audience as true believers, contrasting them with the false believers who have separated from the Community and hold the erroneous view of Jesus. This aspect of religious identity is established by the familiar Johannine use of the prepositions ek (“out of”) and en (“in”). We have seen how the Johannine writings (both the Gospel and First Letter) play on the different uses of the preposition ek. Here it connotes coming from someone (or something), in the sense of being born out of them, as well as the idea of belonging to someone. True believers belong to God, being born of Him, while false believers belong to the World (the evil World-order, kósmos).
The use of the perfect tense (nenik¢¡kate, “you have been victorious [over]”) here is significant. I see two aspects of meaning at work. First, is the rhetorical purpose. The author wishes to persuade his readers not to be influenced or misled by the views of the “false prophets”; he does this by indicating to them that this has already happened—they have already been victorious over the false believers. It is a clever way of urging them to act and respond in a certain way. At the same time, the verb indicates the real situation for true believers—they have already been victorious over the world because Jesus was victorious through his life and work on earth, and believers now share in this power (through the presence of the Spirit in them, v. 4b). The verb nikáœ is a distinctly Johannine term. Of the 28 occurrences in the New Testament, 24 are in the Gospel of John (1), the First Letter (6), and the Book of Revelation (17). In the Gospel and Letter, it is always used in relation to “the world” (ho kósmos)” or “the evil (one)” (ho pon¢rós). In Jn 16:33 Jesus declares that “I have been victorious over the world”, that is, over the evil and darkness that governs the current world-order. It also means that he has been victorious over the Ruler of the world—the Evil Spirit of the world, the “Evil One” (i.e. the Satan/Devil), 12:31; 14:30; 16:11; 1 Jn 3:8. The language here in vv. 4-6 very much echoes that of the Gospel Discourses of Jesus, especially in the Last Discourse (14:17; 15:19; 17:6-25).
1 John 4:6
“We are out of [ek] God, (and) the (one) knowing God hears us, (but) the (one) who is not out [ek] God does not hear us. Out of [ek] this we know the Spirit of Truth and the Spirit of straying [plán¢].”
The statement “we are out of God” parallels the “you are out of God” in v. 4. This might indicate that it is the authorial “we”, referring to the author himself, perhaps along with other leading ministers. Paul makes frequent use of the authorial “we” in his letters. According to this view, the statement here in v. 6a is meant to persuade readers to listen to what he (the author) is saying. However, I do not believe this is the force of the statement here; rather, “we/us” is being used to identify the Community of true believers, in contrast to the ‘false’ believers who have separated. Since it is the Community of true believers, all genuine believers will hear what is said, since the message is spoken and taught under the guidance of the Spirit. By contrast, those who belong to the world, speak under the influence of the evil Spirit of the world.
This is a clear and marked example of Johannine dualism, with its stark contrast between the domain of God/Christ/Believers and the Devil/World/Non-believers. The closing words bear this out. The “Spirit of Truth” is the Holy Spirit, the Spirit of God (and Christ) who dwells in and among believers (Jn 4:23-24; 14:17; 15:26; 16:13; 1 Jn 5:6). This is what the author refers to with the phrase “the (one) in you” (v. 4b). The corresponding expression to pneúma t¢s plán¢s is a bit harder to translate. The noun plán¢ essentially refers to wandering or going astray; it is an abstract noun used here in opposition to al¢¡theia (“truth”). It characterizes the Evil Spirit (of the world) as one who leads people astray, i.e. misleading or deceiving them; a natural translation of the noun in English would be “deception” (Spirit of Deception). As it happens, this sort of language is known from other Jewish writings of the period, especially in the Community Rule (1QS) of the Qumran texts, in the so-called “Treatise of the Two Spirits”, where two similarly opposing Spirits (of truth and deceit) are described (1QS 3:17-25). This Evil Spirit is what the author is referring to by the phrase “the (one) in the world” (v. 4b); it also the spirit of antíchristos (“against the Anointed”, v. 3).
If we are to attempt a historical reconstruction of the views of the false believers (“false prophets”, antichrists) who separated from the Community, it is necessary to bring together, as we have done, the two sections dealing with the theme of trust in Jesus—2:18-27 and 4:1-6. In the first passage we learn that the author defines these people as those who do not trust in Jesus—that is, they fail/refuse to acknowledge Jesus as the Anointed and Son of God (2:22-23), and thus violate the great command (3:23). In the second passage, we gain a clearer sense of what is involved: these false believers do not acknowledge (with the rest of the Community) Jesus the Anointed as having coming in flesh. This would seem to indicate a denial of the incarnation, a refusal to accept that Jesus appeared on earth as a real flesh-and-blood human being. In classic theological language, this Christological view is referred to as docetism, from the Greek (dokéœ), meaning that Jesus only seemed to be a real human being. It is associated with a number of so-called Gnostic groups and systems of thought in the 2nd and 3rd centuries. Ignatius of Antioch, writing in the early 2nd century, not long after the time when the Johannine letters are often thought to have been composed, attacks an early form of docetic Christology (Smyrn. 1:1-2; 3:1-2; 4:1-2; Trall. 9:1-2; 10:1, etc), and appears to cite 1 John 4:2 for this purpose (in Smyrn. 5:2). Ignatius writes to believers in Asia Minor (Ephesus, Smyrna, Tralles), which is usually considered to be (the most likely) provenance of the Johannine Writings as well.
However, I do not think that the view of the false believers in 1 John is docetic per se. The situation is a bit more complex than that. The answer, I feel, lies in the final section of the letter dealing with the theme of trust in Jesus (5:5-12), which we will soon examine in an upcoming study. But first we must turn to the next section of the letter, on the theme of love, beginning with 4:7. It is a rich and powerful exposition, perhaps the single most extensive treatment on Christian love in the entire New Testament. We will only be able to consider certain aspects of it in the space and time available to us, but it is a subject that will be well worth the study.