May 28: John 14:16-17, 26; 15:26; 16:7, 13

John 14:16-17, 26; 15:26; 16:7, 13

In the previous daily note, I surveyed the passages in the Gospel of John which mention the (Holy) Spirit; today I will focus in a bit more detail on the so-called “Paraclete” passages in chapters 1416 (Jn 14:16, 26; 15:26; 16:7; cf. also 1 Jn 2:1). Of all the references to the Holy Spirit in the Gospels (and Acts), it is here that we perhaps come closest to the idea of the Spirit as a distinct person. This will be addressed further below, at the end of the note.

The Greek noun para/klhto$ (parákl¢tos) is derived from the verb parakale/w (parakaléœ, “call alongside”). Literally, the noun means “one (who is) called alongside” (passive) or “one (who) calls alongside” (active). The “calling alongside” normally implies the sense of giving help—i.e. aid, comfort, encouragement, etc. Sometimes it carries the technical meaning of a legal advocate. This semantic range has made interpretation and translation of para/klhto$ somewhat difficult in these passages, being rendered variously as “Comforter”, “Counselor”, “Advocate”, or simply transliterated as “Paraclete”. In ordinary English, the word is probably best translated as “Helper”.

A number of (critical) commentators have felt that, in the underlying Gospel tradition, this Paraclete/Helper originally referred to a being or figure separate from the Holy Spirit (as understood by early Christians). This is rather questionable, though it must be admitted that, in all three passages, the Paraclete is identified by the title “the Spirit of Truth”, and only once as “the Holy Spirit”. The expression “Spirit of Truth” is not found elsewhere in the New Testament outside of the Johannine tradition (1 Jn 4:6; cf. 5:6; Jn 4:23-24), but it does appear several times in the Qumran texts (Dead Sea Scrolls), especially in the so-called Community Rule [1QS] 3:18-19; 4:21, 23, the portion sometimes referred to as the “Treatise of the Two Spirits” (cf. also 4Q177 12-13 i 5; 4Q542 1 i 10, and note in 1QM 13:10). These “Spirits”—one of Truth, and one of Falsehood/Deceit—correspond to heavenly beings, i.e. Angels (cf. 1QS 3:24), opposed to one another, according to the dualistic worldview expressed in the Qumran texts (as also in the Testament of Judah ch. 20). Thus, at the time of Jesus (and early Gospel tradition), the expression “Spirit of Truth” as referring to a guarding/helping Angel, would have been current and familiar to some. It is also thought that the Paraclete idea in Jn 14-16 may have been influenced by Jewish Wisdom tradition, in which Divine Wisdom, personified or described as a person, gives help and guidance to the righteous. For a convenient survey and discussion of these topics, cf. R. E. Brown, The Gospel According to John XIII-XXI, Anchor Bible [AB] vol. 29A, pp. 1135-43 (Appendix V).

There are three basic Paraclete passages in John 14-16:

1. John 14:15-24 (& v. 26)—the Spirit in the disciples.

Here the emphasis is on the abiding presence of Jesus (the Son)—and, by extension, God the Father—in believers. Jesus is going away (back) to the Father, but will come again and be seen by his followers:

    • The world will no longer see (physically)
      —but believers will see (through the Spirit), v. 19 (cf. 9:39; 20:29, etc)
    • The world cannot receive the Spirit, v. 17; only those who trust in the Son can/will do so

The Paraclete/Helper is called:

    • The Spirit of Truth“—whom the Father sends, at Jesus’ request (v. 17), and also
      The Holy Spirit“—whom the Father will send in Jesus’ name (v. 26)

The last reference gives specific emphasis on the Spirit/Paraclete teaching the disciples, so that Jesus’ words will remain/abide in them.

2. John 15:18-16:4a—the disciples speaking by the Spirit.

In this passage, the emphasis is on the Divine presence, i.e. of the Son (and the Father), for believers in the face of persecution (hatred by the world), so that they may testify on Jesus’ behalf—i.e., believers as Jesus’ representatives (cf. Mark 13:9-13 par; Matt 10:16-23; Luke 12:10-12). The disciples (indeed, all believers) are chosen out of the world, and do not belong to the world (v. 19).

The Paraclete/Helper is called:

    • The Spirit of Truth“—whom Jesus will send from the Father (v. 26)
3. John 16:4b-15the Spirit speaking through the disciples.

Here, in this third section, the emphasis is on the witness by the Spirit (against the world), through the testimony of believers. It is Jesus (the Son), and, by extension, the Father, who is speaking by way of the Paraclete (Matt 10:20; Lk 21:15). This is a profound reflection of the relationship between Father and Son (vv. 12-15), which, through the Spirit/Paraclete, results in the triadic unity: Father—Son—Believers (cf. 14:20-21, 23; 15:9-10; 17:20-26).

The Paraclete/Helper is called:

    • The Spirit of Truth“—who will come, from the Father and Son together (implied) (v. 13)
Reference to the Trinity?

Commentators and readers are often anxious to find expression of the orthodox formulation of the Trinity in the pages of the New Testament. In all fairness, it must be admitted that is really only present in a very rudimentary, seminal form—e.g., in passages such as 1 Cor 12:4-6; 2 Cor 13:14; 1 Pet 1:2; and Matt 28:19 (on this last, cf. my earlier notes). The basis for the orthodox belief, however, is found in the various statements which relate Jesus to the Father and/or the Spirit. There are two main sources in the New Testament which would shape the development of Christological and Trinitarian thought—(1) the letters of Paul, and (2) the Gospel (and First letter) of John, i.e. Pauline and Johannine theology. The Paraclete passages in the Discourses of Jn 13-17 are central to the Johannine view, which, I believe, may be summarized as follows:

    • The Spirit/Paraclete essentially represents the abiding (spiritual) presence of Jesus in believers, while he himself remains in heaven with the Father. Elsewhere in the New Testament, the expression “Spirit of Jesus” or “Spirit of Christ” is effectively synonymous with the “Spirit of God” or the Holy Spirit (cf. Acts 16:7; Rom 8:9; Phil 1:19; 1 Pet 1:11; and note also “Spirit of the Lord” in Acts 5:9; 8:39; 2 Cor 3:17).
    • The Son (Jesus) was sent by the Father; once he returns to the Father, he, in turn, will send the Spirit/Paraclete to his disciples in his place. The Son will continue to act and work alongside the Father (in Heaven), but will, at the same time, be present with believers through the Spirit. This is described at several points within the Discourses (cf. above), and in the narrative context of Gospel is referenced (briefly) in Jn 20:17, 22.
    • The (reciprocal) relationship between Father and Son is such that the Son, in turn, does what the Father is doing (or has done). This is expressed throughout the Discourses in the Gospel, and is emphasized all the more in the context of the Son returning to a position alongside the Father in chs. 14-17. An interesting effect of this is that the sending of the Spirit can alternately be said to take place: (a) by the Father, in Jesus’ name (or at his request), or (b) by Jesus, from the Father.
    • This same relationship is extended to believers, in a two-fold manner:
      (1) The Father comes to abide in believers, just as the Son (Jesus) does—the presence of both (together) is realized for believers through the Spirit
      (2) The Son ‘prepares a place’ with the Father in Heaven for believers—he is the way to the Father and believers, insofar as they are faithful, will follow the Son to abide in union with the Father. This is marked by the other side of the Spirit’s presence—just as the Son abides in believers, so also believers abide in the Son.

Thus, we do not see a Trinitarian formula, properly speaking; but rather a triadic unity marked by the Spirit, which one might diagram (however imperfectly) in the following manner:

May 27: John 1:32-33; 3:5-6, 8, etc

This series of daily notes on the Holy Spirit in the Gospel Tradition, begun in celebration of Pentecost, concludes with a survey of passages dealing with the Spirit in the Gospel of John. For the most part, these references occur in the Discourses of Jesus which make up the core of the Gospel. It is not possible to discuss all of these in detail here; several of the passages have been treated extensively in earlier notes and articles. I would organize the references into five categories which highlight the Johannine view and presentation of the Holy Spirit.

1. John 1:32-33—In relation to Baptism

These two verses combine distinct pieces of early Gospel tradition, also preserved in the Synoptic Gospels and within the book of Acts: (a) the descent of the Holy Spirit upon Jesus at his baptism (vv. 32-33; Mk 1:10; Matt 3:16; Lk 3:22; Acts 10:38); and (b) the saying that Jesus will baptize people in the Holy Spirit (v. 33; Mk 1:8; Matt 3:11; Lk 3:16; Acts 1:5; 11:16). The latter saying sets a contrastive parallel between water and the Spirit.

2. John 3:5-6, 8—”New Birth”, believers born of the Spirit

Central to the dialogue between Jesus and Nicodemus in Jn 3:1-15ff is the idea of people coming to be born “out of [i.e. from] the Spirit [e)k pneu/mato$]”. The following points should be noted:

    • It is parallel and synonymous with being “born from above [a&nwqen]”, which can also be understood as “born again” (v. 3)—the dual-meaning serving as the source of Nicodemus’ misunderstanding in the narrative.
    • It is contrasted with physical/biological birth from the mother’s womb [i.e. “water”] (v. 4), and from flesh (v. 6). Indeed spiritual birth has an ineffable, invisible character (v. 8).
    • There is likely also an allusion to baptism—”water and (the) Spirit” (v. 5, cf. 1:32-33; Mk 1:8 par).

This spiritual birth is clearly connected with trust/faith in the Son, who has come down from heaven, sent by God—vv. 11-15, 16-21. Elsewhere in the New Testament, coming to be born “out of [e)k] the Spirit” relates to the birth (conception) of Jesus (Matt 1:18, 20, cf. Lk 1:35), though similar language is applied to believers in Gal 4:29 (cf. also 1 Pet 1:23). In the Johannine tradition, believers are typically said to be born of God (Jn 1:13; 1 Jn 2:29; 3:9; 4:7; 5:1, 4, 18), but certainly this should be taken as synonymous with “born of the Spirit“.

3. John 6:63; 7:39—Symbolic of trust/faith in Jesus, the image of eating and drinking

John 6:63—The contrast between Spirit and flesh, similar to that in 3:5-6; for the dualistic idea in Paul, cf. Rom 8:4-6, 9, 13; Gal 3:3; 4:29; 5:16ff; 6:8; Phil 3:3. Note the phrasing:

    • “The Spirit is the (one/thing) making (a)live [i.e. giving life]”—(by contrast) “the flesh makes nothing useful” (v. 63a)
    • “The utterances/words which I have spoken to you are Spirit and Life” (v. 63b)

This declaration by Jesus comes at the close of the great “Bread of Life” discourse in chapter 6, in which Jesus identifies himself as the bread (of life) that has “come down out of heaven” (vv. 32-33, 35, 41, 48, 51, 58), parallel to his identity as the Son who has come down from heaven, being sent by God the Father (Jn 3:13-18, etc). It is trust in the Son which leads to eternal life (vv. 64-65ff), and this is principally what is symbolized in the image of eating the bread of life. Actually, Jesus gives to the metaphor the added dimension of eating and drinking, with the bread representing his body and blood. There is very likely a eucharistic allusion here, but, in my view, commentators have given this far too much weight; verse 63 makes clear that this eating is spiritual, and applies fundamentally to Jesus’ words. However, as the Johannine depiction of Jesus shows him to be the incarnate ‘Word’ of God, accepting Jesus’ words is essentially the same as trusting in his person and his sacrificial death (body/blood).

John 7:39—Here also we find the similar image of drinking, with the Spirit symbolized specifically as water. Again, the symbolism refers to trusting in Jesus, i.e. his words and his person (v. 38). It is the Gospel writer who interprets the water, which will flow out for the believer, as referring to the Holy Spirit (v. 39). In passing, it is worth mentioning that the “writing” (Scripture) Jesus apparently cites in v. 38b remains uncertain; it does not correspond exactly with anything in the Old Testament, though commentators have suggested Psalm 78:15-16; Isa 58:11; Zech 14:8; and Prov 5:15; 18:4 (cf. also Sir 24:30-33) as possibilities.

On the (triadic) conjunction of Spirit, water, and blood, cf. also 1 John 5:6, 8.

4. John 14:17, 26; 15:26; 16:13—Promise of sending the Spirit for believers

These are the famous “Paraclete” passages in the Discourses of chapters 1317—the sending/coming of the para/klhto$ (parákl¢tos) in 14:16, 26; 15:26; 16:7, also called “the Spirit of Truth” (14:17; 15:26; 16:13), and once “the Holy Spirit” (14:26). The basic context of chapters 14-16 is Jesus’ impending departure to the Father; actually the language of departure/return takes place at several levels in the (narrative) structure of the discourse:

  • The disciples will no longer see Jesus—
    • 1: He will be put to death
    • 2: He will return to the Father, i.e. remaining in heaven for a time
    • 3: He will go away (depart/return) to his place with the Father
  • They will see him again—
    • 1: He will rise again and appear to them
    • 2: He will come again to them (at the end-time)
    • 3: He will be present with them through the Spirit (i.e. they will see him spiritually)

#1 fits the traditional Gospel narrative context, of Jesus’ impending death and resurrection.
#2 accords with early Christian eschatology, i.e. the end-time return of Jesus.
#3 corresponds to what is often called “realized” eschatology—Jesus’ “return” takes place for believers, even at the present time (at least in part), through the abiding presence of the Spirit.

The Discourses of Jesus in the Gospel of John seem to blend together all three of these strands of tradition/interpretation. The Paraclete passages will be discussed further in the next daily note.

5. John 20:22 (and 3:34)—The sending/giving of the Spirit to believers

John 20:22 records—briefly and succinctly—Jesus’ sending/giving the Holy Spirit to his disciples. Based on Jn 17:20ff, it may be inferred that other believers would (similarly) receive the Spirit through the work and ministry of the disciples. The Gospel of John has nothing matching the Pentecost narrative in Acts 2:1-4ff; however, it essentially holds the same place in the Gospel narrative—i.e., a record of the coming of the Spirit upon the first believers, which Jesus gives/sends from the Father (Lk 24:49; Acts 1:4, 7-8 || John 14:1-7, 16, 19-24, 26, 28; 15:26; 16:4-7; 17:11ff; 20:17, 22). I have discussed this in some detail in short series of articles for Pentecost (“The Sending of the Spirit”), to be posted here this coming weekend (see esp. Part 3 on the account in John).

There is a relatively close parallel to Jn 20:21-22 in 3:34:

    • 20:21b—”even as the Father set me forth [i.e. sent me], I also (am) send(ing) you”
      3:34a—”the one [i.e. the Son] whom God [i.e. the Father] set forth [i.e. sent] (from Him)…”
    • 20:22—”(Jesus) breathed in/on (them) and said to them, ‘Receive (the) holy Spirit'”
      3:34b—”he [i.e. the Son/Jesus] does not give the Spirit out of (a) measure [i.e. he gives the Spirit without measure]”

On the Spirit having been given to believers, cf. also 1 John 3:24; 4:13.

May 26: Acts 6:10; 8:38; 11:17, etc

No survey or study of the references to the Holy Spirit in Luke-Acts is complete without some mention of the unique passages in the so-called ‘Western’ text of Acts. For those unfamiliar with the terminology, in New Testament textual criticism, ‘Western’ refers to manuscripts and versions which share a specific set of textual readings (or tendencies), distinct from other text-groupings (Alexandrian) and/or the ‘Majority’ text (the reading of the majority of manuscripts). In particular, it refers primarily to the readings common to the Codex Bezae [D] and a good number of Old Latin manuscripts. However the term “Western” is something of a misnomer, since ‘Western’ readings are also shared by various Greek MSS presumably covering a relatively wide/disparate geographical range, as well as by Syriac, Coptic (Egyptian), Georgian, etc, versions. While ‘Western’ readings are attested in the Gospels and other New Testament books, the distinctive readings in the book of Acts are extensive (and different) enough to constitute an entirely separate recension, or version, of the book. The relation of this recension to the Alexandrian/Majority text has been the topic of discussion and debate among commentators and textual scholars for decades. The ‘Western’ version is longer and more extensive, containing more (and more verbose) literary/historical detail, especially in the introductory and summary portions of the narrative episodes. Of the many theories scholars have put forward, the most noteworthy (and interesting) are:

    • The Alexandrian/Majority text is the original (or more closely so), while the ‘Western’ text represents a secondary expansion by scribes or an author/editor
    • The ‘Western’ text is closer to the original, while the Alexandrian/Majority text is a truncated or redacted version (by a later scribe or author/editor)
    • The original author (trad. Luke) produced two versions or drafts of the book, each of which (somehow) was published or came into circulation
    • The original work was incomplete, surviving in a draft form which included notes/annotations by the author; subsequent scribes/editors created the two versions working from this draft text

The last theory is especially intriguing and offers an attractive explanation for several especially difficult passages; however, it remains highly speculative. Most scholars today would opt for the first theory, that the ‘Western’ text is a secondary expansion. Generally, this would seem to be correct, since the scribal tendency was to expand/add to the text rather than reduce/omit from it—hence the text-critical rule of thumb lectio brevior potior (“the shorter reading is preferred”). Also, many of the longer narrative sections seem to have the purpose of clarifying the context in detail, to the point of becoming excessively redundant and pedantic.

Some scholars have also thought that the ‘Western’ version shows distinctive doctrinal/theological tendencies (including an anti-Jewish bias); this has been discussed in a number of studies, most notably in Eldon J. Epp, The Theological Tendency of Codex Bezae Cantabrigiensis in Acts (Cambridge: 1966). One feature of the ‘Western’ version of Acts is an increased emphasis on the Holy Spirit—including at least 10 distinct references, in addition to the 50+ in the Alexandrian/Majority text. It has been argued that this difference is theological as well—e.g., (a) the ‘Western’ author/editor wished to give greater prominence to the role of the Spirit (perhaps under Montanist influence), or (b) the Alexandrian/Majority text may have wished to reduce the role of the Spirit due to an anti-charismatic (or anti-Montanist) tendency. Matthew Black expounds this latter point in his article “The Holy Spirit in the Western Text of Acts” (in New Testament Textual Criticism: Its Significance for Exegesis. Essays in Honor of Bruce M. Metzger, eds. Eldon J. Epp & Gordon D. Fee [Oxford: 1981], pp. 159-70). I find such theories to be rather unlikely. Most of what I see in the ‘Western’ version can be explained simply as the result of a tendency to clarify and (over)explain the narrative context. If anything, there may have been a pious interest to enhance the role and prestige of the apostles by including reference to the Holy Spirit whenever possible.

Below I summarize the unique/distinctive passages in the ‘Western’ text which mention the Holy Spirit. I have made use of Black’s study as it provides a convenient compilation of the passages (the Western ‘additions’ are in italics):

  • Acts 6:10 (of Stephen)—”and they did not have strength to stand against the wisdom th(at) was in him and the holy Spirit in which he spoke” (D et al). The shorter text could be taken to mean “the wisdom and spirit“, but the Western version makes clear that this is a reference to the (Holy) Spirit; also the phrase “that was in him” likely is meant to emphasize the divine inspiration which resides within the early believers through the presence of the Spirit. There is a similar variant involving the specific adjective “holy” in Acts 8:18.
  • Acts 8:38—”and when they stepped up out of the water, the holy Spirit fell upon the chamber-official, and the Messenger of the Lord snatched up Philip” (Ac 1739 [and other minuscules] p w, the Harclean Syriac, and other versions/witnesses). It is perhaps incorrect to categorize this as a ‘Western’ reading, since it covers a rather wide and diverse range of textual witnesses. As noted previously, baptism in the book of Acts is always connected with believers receiving the Spirit, so the lack of any such reference in the Majority text of 8:38 is somewhat unusual. This could easily be the reason why a scribe or editor might have added it here; but it also could be an argument in favor of the longer text.
  • Acts 11:17 (Peter speaking)—”who was I powerful (enough) to [i.e. how could I possibly] cut off [i.e. block/prevent] God (so as) not to give (the) holy Spirit to them, the (one)s trusting in Him?” (D p vgms syrh etc). The longer text is curious in that it seems to misunderstand the context and central issue of the narrative in Acts 10-11—the inclusion of Gentile believers as part of the Christian Community. I.e., since the Holy Spirit came upon them miraculously (as a work of God), they certainly should be allowed admission to baptism and entry into the Community. Possibly the sense of Peter’s words underlying the longer reading is, “If I could not prevent God from giving them His Spirit, how could we (other Jewish Christians) dare to prevent them from being baptized?”
  • Acts 15:7—”Peter, standing up in the [holy] Spirit, said…” (D et al)
    Acts 15:29 (The decree)—”…from which [i.e. the things prohibited in the decree] watching (over) yourselves carefully, you (will) perform well carrying (yourselves) in the holy Spirit” (D etc)
    Acts 15:32 (of Judas/Silas)—”…and they, being Foretellers [i.e. Prophets] full of (the) holy Spirit, called the brothers along [i.e. encouraged them] with many words” (D)
    These additions (if such they be) presumably were intended to enhance the status and Spirit-inspired character of the Jerusalem Council, so central to the book of Acts and the account of the early mission to the Gentiles.
  • Acts 19:1—”Paul was wishing to travel unto Jerusalem according to his own plan/counsel (but) the Spirit said to him to turn back into Asia, and coming through…” (Ë38 D syrh mg etc). This is an example of the more expansive narrative introductions typical of the Western text; here it emphasizes the Spirit’s direction (and intervention) in Paul’s travels.
  • Acts 20:3 (of Paul)—”he wished to take up sail into Syria but the Spirit said to him to turn back through Macedonia…” (D syrh mg etc). A similar expanded introduction emphasizing the guiding direction of the Spirit.
  • Acts 26:1—”then Paul stretched out the hand, giving an account of himself, {confident and receiving help/encouragement in/by the holy Spirit}…” (syrh mg [the underlying Greek text is uncertain])

For more on the ‘Western’ version of Acts, consult any reputable critical Commentary. One of the earliest (and best) is The Beginnings of Christianity (5 vols), eds. F. J. Foakes-Jackson and Kirsopp Lake (1920-33), also available from Biblesoft in electronic form. A popular, compact and very readable modern Commentary is that of J. A. Fitzmyer in the Anchor Bible [AB] series (Vol. 31, 1998). Cf. also the commentaries by E. Haenchen (Westminster/Oxford: 1971) and F. F. Bruce (Tyndale: 1951, and in the NICNT series, 1954/1988), among others. There is a convenient summary of the topic in the Metzger/UBS Textual Commentary on the Greek New Testament (2nd edition), pp. 222-36.

May 25: The Spirit in Luke-Acts (Pt 3)

    1. The Spirit comes upon people, including (and especially) the primary association with baptism.
    2. The Spirit fills people, usually in the context of inspired (prophetic) speech
    3. The Spirit leads/guides people, including passages which use the specific phrase “in the Spirit”

Today I am exploring the last of the three principal themes involving the Holy Spirit in Luke-Acts, listed above (see the prior notes on 1 and 2).

Guided/Led by the Spirit (“in the Spirit”)

This theme is already set in the portion of the Infancy Narrative involving Simeon, who, like John and his parents (Zechariah/Elizabeth) are transitional figures in the Gospel—representing the end of the old covenant and the beginning of the new. In Lk 2:27, it is said that Simeon “came into the Temple in the Spirit [e)n tw=| pneu/mati]”—this presumably indicates a state of inspiration (cf. vv. 25-26 and the oracles in vv. 29-32, 34-35), but also that he was led into the Temple at just the right moment to encounter the child Jesus. This idea is expressed much more clearly in the case of Jesus himself, at the beginning of his ministry. Previously, I have noted the precise way the references to the Spirit help to structure the narrative in chapters 3-4:

    • Lk 3:22—The Holy Spirit came down upon [e)pi/] him (Baptism/Anointing)
      • Lk 4:1a—He turned back [u(pe/streyen] full of the Spirit
        • Lk 4:1b-2in the Spirit in the desert—being led by the Spirit—testing by the Devil
      • Lk 4:14—He turned back [u(pe/streyen] in the power of the Spirit
    • Lk 4:18—The Spirit of the Lord is upon [e)pi/] him (Anointing)

Note especially the three central references to Jesus being led by the Spirit:

    • full of the holy Spirit he turned back…” (v. 1a)
    • “and he was led [h&geto] in the Spirit [e)n tw=| pneu/mati] in the desolate (land)” (v. 1b)
    • “he turned back in the power of the Spirit…” (v. 14)

Clearly, the Spirit is understood as guiding and directing Jesus’ steps. Elsewhere in the Gospel, the Spirit’s guidance is related to inspired speech (proclamation), in two respects:

    • The source of inspiration (“in the Spirit”):
      “In that same hour, he [i.e. Jesus] lept for joy [i.e. rejoiced] in the [holy] Spirit and said…” (Lk 10:21)
    • Inspiration as teaching:
      (Jesus to his disciples): “…for (the) holy Spirit will teach you in that hour the (thing)s which it is necessary for you to say” (Lk 12:12)

These principal aspects of the Spirit’s guiding power continue, being developed in the book of Acts:

  • Acts 1:2—Jesus gave commands/instruction to his disciples through the Holy Spirit before he was taken up into heaven
  • Acts 2:4—The disciples speak in “other tongues” as the Spirit gave to them the ability to speak forth; this prefigures the believers fulfilling a role similar to the inspired Prophets of old (cf. Acts 1:16; 4:8, 25, 31; 11:28; 21:11; 28:25, etc). Speaking in foreign tongues also symbolizes the mission of the disciples out into the wider Greco-Roman (Gentile) world.
  • The Spirit gives direct communication to the disciples/apostles, especially in regard to the mission to the Gentiles—Acts 8:29; 10:44; 11:12; 13:2; 15:28
  • Acts 8:29ff—The Spirit guides and directs Philip in his missionary travels:
    —”And the Spirit said to Philip…” (v. 29), directing him to the Ethiopian official
    —”And when they stepped up out of the water, (the) Spirit of the Lord snatched (up) Philip and the (Ethiopian) chamber-official did not see him any longer” (v. 39)
  • Acts 13:2ff—The Spirit similarly provides guidance to Paul (and Barnabas, etc) throughout his journeys, cf. especially Acts 13:4; 16:6-7; 19:21; 20:22-23; 21:4, 11.
  • As a related (secondary) theme, we should mention references to the Spirit in the specific context of persecution or opposition, etc, to the disciples’ preaching and missionary work—Acts 4:31; 5:3, 9; 6:10; 7:51; 8:18ff; 13:9; cf. Luke 12:10-12.

In regard to these references, it is worth noting that the role of the Spirit takes on even greater prominence in the so-called “Western” version of the book of Acts, which I will discuss in the next daily note.

May 24: The Spirit in Luke-Acts (Pt 2)

    1. The Spirit comes upon people, including (and especially) the primary association with baptism.
    2. The Spirit fills people, usually in the context of inspired (prophetic) speech
    3. The Spirit leads/guides people, including passages which use the specific phrase “in the Spirit”

In the previous day’s note, I discussed the first of the three principal themes involving the Holy Spirit in Luke-Acts, listed above. In the next two daily notes, I will be looking at the last two in turn.

Filled with/by the Spirit

This image (and vocabulary) is virtually unique to Luke-Acts in the New Testament; indeed, of the 24 occurrences of the verb plh/qw / pi/mplhmi (“fill [up]”), all but 22 are in Luke-Acts. There are 9 instances where people are said to be “filled” by the Spirit, and another 5 where they are said to be “full” of the Spirit (using the related adjective plh/rh$):

    • Luke 1:15 (of John)—”he will be filled [plhsqh/setai] by the holy Spirit” before he has even come out of his mother’s womb
    • Luke 1:41 (of Elizabeth)—”and Elisheba was filled [e)plh/sqh] by the holy Spirit…”
      Luke 1:67 (of Zechariah)—”and Zacharyah was filled [e)plh/sqh] by the holy Spirit…”
    • Luke 4:1 (of Jesus)—”And Yeshua, full [plh/rh$] of the Spirit, turned back…”
    • Acts 2:4 (of believers)—”and they all were filled [e)plh/sqhsan] by the holy Spirit…” (cf. also vv. 2, 13)
    • Acts 4:8 (of Peter)—”Then (the) Rock {Peter}, filled [plhsqei/$] by the holy Spirit, said…”
    • Acts 4:31 (of believers)—”…and they all (together) were filled [e)plh/sqhsan] by the holy Spirit…”
    • Acts 6:3 (of the Seven [incl. Stephen])—”…seven (who are) full [plh/rei$] of (the) Spirit and wisdom…”
    • Acts 6:5 (of Stephen)—”…a man full [plh/rh$] of trust [i.e. faith] and the holy Spirit”
    • Acts 7:55 (of Stephen)—”but being (in a state) full [plh/rh$] of the holy Spirit…”
    • Acts 9:17 (of Paul)—(Ananias): “…so that you might see again and be filled [plhsqh=|$] by the holy Spirit”
    • Acts 11:24 (of Barnabas)—”…he was a good man and full [plh/rh$] of the holy Spirit and trust [i.e. faith]”
    • Acts 13:9 (of Paul)—”But Shaûl, the one also (called) Paulus, filled [plhsqei/$] by the holy Spirit…”
    • Acts 13:52 (of believers)—”and the learners [i.e. disciples] were filled [e)plhrou=nto] with joy/delight and the holy Spirit”

In many, if not most of these instances, the filling by the Spirit produces inspired (prophetic) speech, just as the Prophets of Israel where inspired by God to speak. This is certainly the case with Zechariah and Elizabeth, John the Baptist’s parents, who each utter prophetic oracles (Lk 1:41ff, 67ff). It is said specifically of John the Baptist that he would have the spirit/power of a Prophet (i.e. Elijah, Lk 1:17, 76ff), which would be the source of the preaching/proclamation in his ministry (Lk 1:80; 3:2-3ff). Similarly, Jesus begins his public ministry with an inspired address in the synagogue at Nazareth, in which he identifies himself as the Anointed Prophet/herald of Isaiah 61:1ff (Lk 4:16-21ff). For the first believers, the filling of the Spirit was also principally for the purpose of proclaiming the Gospel, especially in the face of persecution (cf. Lk 12:11-12; 21:12-15 par). It would give to their proclamation a divine authority and power, both to bring about repentance and conversion but also it would also allow believers to resist the attacks of their opponents (Acts 4:8ff, 31; 6:10; 13:9, etc), just as Jesus withstood temptation by the Devil (Lk 4:1-13, 14).

The basic idea of filling comes originally from the fundamental meaning of pneu=ma (“spirit”) as “breath” or “wind” (cf. Acts 2:2, 4). However, the image of the Spirit as water is also clearly at work, in light of the central association with baptism. We see a play on the idea of believers filled with liquid in Acts 2:13; however, in Luke-Acts we do not find the symbolism of drinking associated with the Spirit as we do in the Gospel of John (Jn 4:7-15, 23-24; 6:53-55, 63; 7:37-39). In the account of Jesus giving the Spirit to his disciples in Jn 20:22, it is said that he “breathed in(to)” them, perhaps alluding to the creation account (Gen 2:7); in any case, it is certainly parallel to Acts 2:2-4, where the believers are filled by the Wind/Breath (Spirit) of God. We also find in Luke-Acts influence of the Old Testament/Jewish traditional imagery of being filled by Wisdom—i.e. the Wisdom of God—Lk 2:40; Acts 6:3 (cf. also Acts 6:5, 8; 9:36; 11:24). For the theme in the Old Testament and Jewish Wisdom literature, cf. Isa 11:9; 44:3; Psalm 107:9; Prov 3:19-20; 9:5; 18:4; Wisdom 1:7; Sirach 1:16; 2:16; 15:3; 17:7; 24:21; 39:6, 12, etc.

May 23: The Spirit in Luke-Acts (Pt 1)

Having discussed the Holy Spirit in the Lukan Infancy narrative in the previous daily note, today I will begin a short survey of how the theme/idea of the Spirit is used and developed throughout Luke-Acts. Luke has more specific references to the Spirit than any of the other Gospels (17/18 in Luke, compared with 6 in Mark, 12 in Matthew, and 15 in John), along with more than 50 occurrences in the book of Acts. These Spirit references can, I think, be divided into three basic categories:

    1. The Spirit comes upon people, including (and especially) the primary association with baptism.
    2. The Spirit fills people, usually in the context of inspired (prophetic) speech
    3. The Spirit leads/guides people, including passages which use the specific phrase “in the Spirit”

Like a developing musical motif, these three aspects are found in conjunction already in the early passages of the Gospel, in the Infancy narratives and at the beginning of Jesus’ ministry:

The Infancy narratives

    • The Holy Spirit comes upon Mary (Lk 1:35, “will come upon you”)
    • John and his parents are filled by the Holy Spirit (Lk 1:15, 41, 67); in the case of Zechariah and Elizabeth, this filling leads directly to an inspired (poetic) oracle
    • Simeon is led in the Spirit (Lk 2:27, cf. also vv. 25-26)

Similarly, at the beginning of Jesus’ ministry

    • The Holy Spirit descends upon Jesus at the baptism (Lk 3:22, cf. also 4:18ff)
    • Jesus is full of the Holy Spirit following the baptism (Lk 4:1a)
    • Jesus is led in the (power of the) Spirit (Lk 4:1b, 14)

I begin with the theme of the Holy Spirit coming upon Jesus and believers, etc. The first such reference is found in the Angel’s annunciation to Mary (Lk 1:35, cf. the previous note). This prophecy is similar in many ways to the declaration by Jesus in Acts 1:8, with each announcement holding a comparable place in the Gospel and Acts, respectively:

    • The Angel to Mary: “The Holy Spirit will come upon [e)peleu/setai e)pi] you”—which will result in the miraculous birth of Jesus
    • Jesus to his disciples: “you will receive…(at) the Holy Spirit’s coming upon [e)pelqo/nte$ e)pi] you” [i.e. when the Holy Spirit comes upon you]—which will result in the supernatural ‘new birth’ of the disciples (cf. Jn 1:12-13; 3:3-8)

Again, there is a clear parallel between Jesus and the disciples in the context of Baptism (Lk 3:16; Acts 1:5):

    • Jesus: “…the Holy Spirit stepping [i.e. coming] down in bodily appearance as a dove upon [e)pi] him”—baptism by John in water (Lk 3:22)
    • Disciples: “…tongues appeared as fire and sat (down) upon [e)pi] each one of them” (and they were all filled by the Holy Spirit)—baptism (by Jesus) in the Holy Spirit and fire (Acts 2:3-4)

For a detailed study of the Pentecost scene in Acts 2:1-4, cf. my earlier series of articles (to be posted here this coming Pentecost). On the saying that Jesus would baptize believers in the Holy Spirit (and fire), cf. this discussed in several of the previous notes. In addition to the association with baptism (i.e. the Spirit as water), there is also the fundamental association with anointing (i.e. the Spirit poured out on the chosen one[s] as oil). Luke gives greater emphasis to this than do the other Gospels, especially in the scene at Nazareth set at the beginning of Jesus’ ministry (Lk 4:14ff), where Jesus specifically identifies himself with the Anointed herald of Isaiah 61:1ff: “The Spirit of the Lord is upon [e)pi] me, for (the sake) of which He anointed [e&xrisen] me…” (Lk 4:18-21ff). This passage is central to the idea of Jesus as the Anointed One [Christ/Messiah] in early Gospel Tradition (cf. Lk 7:19-23; par Matt 11:2-6, note also Matt 12:18 citing a different Isaian passage [Isa 42:1-3]), as I have discussed in detail elsewhere. The anointing of Jesus with the Holy Spirit is tied to his Baptism in Acts 10:38.

These two motifs—water (baptism) and oil (anointing)—are also combined in the image of the Spirit being “poured out” on believers in the book of Acts. The primary passage, of course, is the Pentecost speech by Peter in which Joel 2:28-32 is quoted, especially the key phrase (doubled in poetic parallel):

I will pour out [e)kxew=] from my Spirit
—upon [e)pi] all flesh…
—(yes,) even upon [e)pi] my (male) slaves and upon [e)pi] my (female) slaves
I will pour out [e)kxew=] from my Spirit in those days…” (Acts 2:17-18 / Joel 2:28-29)

This language is repeated in Acts 2:33; 10:45. The gift of the Holy Spirit coming on believers is usually connected with baptism in some way throughout the narratives in Acts (see the wording in Acts 2:38), though clearly as a distinct event:

    • In Acts 8:12-17, believers receive the Spirit subsequent to being baptized, through the laying on of hands by the Apostles (vv. 15-17)—cf. also Acts 19:2-6.
    • In Acts 10:44-48 (and 11:15-16), the Spirit comes upon believers prior to their being baptized, following the preaching of Peter

In both of these passage the sudden, dramatic experience of receiving the Spirit is described with the verb e)pipi/ptw (“fall [down] upon”)—”as Peter was yet speaking these words, the holy Spirit fell upon [e)pe/pesen e)pi] all the (one)s hearing…” (Acts 10:44, cf. 11:15). As in the case of Mary and Jesus (cf. above), the coming of the Spirit “upon” [e)pi] believers indicates the presence and power of God which has come near, transforming their entire life and being. It should be understood as the first, primary stage—the first of the three motifs listed above. The presence of the Spirit upon a person is necessarily prior to the filling and inspired leading/guiding by the Spirit. We also see this illustrated (and prefigured) in the brief account of Simeon in Luke 2:25-27:

    • The Holy Spirit was upon [e)pi] him (v. 25)
    • A special revelation was given to him by [lit. under] the Spirit regarding the Messiah (Christ) (v. 26)
    • He came (i.e. was led) in [e)n] the Spirit into the Temple (v. 27), where he encounters the child Jesus
    • He utters a pair of (inspired) oracles, prophesying as to the child’s future (vv. 29-32, 34-35)

May 22: Luke 1:35; Matt 1:18, 20

In this series of daily notes on the Holy Spirit in the Gospel Tradition, it is now time to turn our attention to the Holy Spirit references in Luke-Acts. As we shall see, the Spirit is such an important theme, developed throughout the two-volume work, that it is important to study the Gospel and Acts in tandem. However, it is necessary first to begin with the Holy Spirit in relation to the key tradition of Jesus’ miraculous birth (properly, his conception).

The Conception/Birth of Jesus (Luke 1:35; Matt 1:18, 20)

It is generally agreed by commentators that the Infancy narratives in Matthew 1-2 & Luke 1-2 represent a later level of Gospel tradition than, for example, the Passion and Resurrection narratives or most of the sayings/parables of Jesus, etc. This does not mean that they are unhistorical, only that the traditions likely were collected, developed and given basic written/narrative form at a slightly later point in time. As a basic estimate, if the core Passion narrative took shape c. 30-40 A.D., then the Infancy narrative(s), by comparison, may have developed c. 50-60 A.D. This would seem to be confirmed by the fact that no reference is made to the birth of Jesus in early preaching recorded in the book of Acts (at the historical level, c. 30-50+ A.D.), and is scarcely mentioned in the letters of Paul, etc. The story of Jesus’ birth would seem to have played little or no role in the earliest Christian preaching and instruction. Despite this fact, it is clear that both Matthew and Luke draw upon a common set of basic traditions regarding Jesus’ birth, which must pre-date by a number of years the written Gospels (i.e. sometime before 70 A.D.). A central tenet and belief in this Gospel tradition is the role of the Holy Spirit in Jesus’ birth. This is recorded in three verses—twice in Matthew’s narrative, and once in Luke (part of the famous Angelic annunciation to Mary):

Matthew 1:18—Following an introductory genealogy (vv. 1-17), the Infancy narrative proper begins in verse 18:

“The coming-to-be [i.e. birth] of Yeshua (the) Anointed was thus: His mother Maryam being called to mind (for marriage) [i.e. betrothed/engaged] to Yôseph, (but) before their coming together, she was found holding (child) in (the) womb out of [i.e. from] (the) holy Spirit.”

Matthew 1:20—Verse 19 briefly narrates Joseph’s character (di/kaio$, “just/right[eous]”) and his decision to loose Mary from the engagement quietly/secretly. In verse 20, a Messenger of the Lord (i.e. Angel) appears to Joseph in a dream and makes the following declaration:

“Yôseph, son of Dawid, you should not fear to take along Maryam (as) your woman [i.e. wife]: for the (child) coming to be (born) in her is out of [i.e. from] (the) holy Spirit.”

Both passages use the specific phrase “out of the holy Spirit” [e)k pneu/mato$ a(gi/ou]. For the idea of being born out of the Holy Spirit, see the important references in John 3:5-6, 8, where it is applied to believers. Here it refers to Jesus, and to his actual (physical/biological) birth. When we turn to the Lukan narrative, we find the reference to the Holy Spirit in a very similar context—as part of an Angelic announcement, but to Mary rather than Joseph.

Luke 1:35—This is part of the famous Annunciation passage (Lk 1:26-38), which we may outline as follows:

    • Narrative introduction (vv. 26-27)—summarizing the setting for the heavenly Messenger Gabriel’s appearance to Mary
    • The Angel’s Greeting (v. 28)
      —Mary’s response: surprise and uncertainty (v. 29)
    • The Angel’s announcement (vv. 30-33), prefaced by the traditional assurance (“Do not fear…”)
      —Mary’s response: question (“How will this be so…?” v. 34)
    • The Angel’s response: the sign (vv. 35-37)
      —Mary’s response: acceptance (v. 38)
    • Narrative conclusion (v. 38b)

This follows the basic narrative pattern in the Old Testament for Angelic appearances (including birth announcements), as I have discussed in prior notes (and cf. R. E. Brown, The Birth of the Messiah, Anchor Bible Reference Library [ABRL]: 1977, 1993,  pp. 155-60, 296-8). The core announcement of verses 30-33 may further be divided:

    • Assurance (v. 30)—”Do not fear, Maryam, for you have found favor alongside [i.e. before] God”
    • Birth announcement (v. 31)—”And, see! you will take/receive together in (the) womb and you will produce a son, and you will call his name ‘Yeshua'”
    • Fivefold promise/prophecy of the child’s future (vv. 32-33)—
      • “he will be great”
      • “he will be called ‘Son of the Highest'”
      • “the Lord God will give to him the (ruling) seat of his father Dawid”
      • “he will rule as king upon [i.e. over] the house of Ya’aqob into the Age”
      • “there will be no completion [i.e. end] of his kingdom”

There are unquestionable Messianic phrases and concepts in the prophecy of vv. 32-33. Mary’s response (question) relates to the apparent impossibility of her having a child: “How will it be so, seeing (that) I do not know a man?” (v. 34). Here the verb “know” preserves a Semitic idiom for sexual relations, and expresses the tradition of Mary’s virginity prior to bearing Jesus (also found in Matt 1:18 [above]). In verses 35-37 the Messenger gives a three-fold sign, explaining or confirming the truthfulness of the announcement:

    • Prophecy regarding the Divine source of Jesus’ conception (v. 35)
    • The miraculous conception by Elizabeth, who (being old/barren) similarly could not naturally bear a child (v. 36)
    • A declaration of the power of God to bring about anything he has uttered, i.e. through His Messenger (v. 37)

The reference to the Holy Spirit is in the prophecy of verse 35:

“The holy Spirit will come upon you and the power of the Highest will cast shade upon you—therefore the (child) coming to be (born) also will be called Holy, (the) Son of God”

The first part of the verse presents two synonymous phrases in (poetic) parallel:

  • The holy Spirit—will come upon [e)pi] you
    The power of the Highest—will cast shade upon [e)pi] you

Despite an orthodox tendency to relate these two phrases with different members of the Trinity (“power” being associated with the Son), there can be little doubt that “holy Spirit” and “power of the Highest” are more or less synonymous expressions here. In Old Testament and Israelite tradition, the Spirit was not so much a distinct person as a manifestation of the presence and (life-giving) power of God (YHWH). This is important in light of how the concept and theme of the Holy Spirit is developed throughout Luke-Acts. The Infancy narratives preserve much of the Old Testament/Jewish background from which the new Faith (Christianity) would come forth—indeed, Jesus is the fulfillment of all the important religious forms and patterns found in Old Testament tradition. The reference in Matt 1:18, 20 (“out of the holy Spirit”) simply indicates the divine source of Jesus’ conception, without saying anything about how this takes place. By contrast, in Luke’s account, the Angel provides vivid and colorful imagery—but how exactly should we understand these two verbs (e)pe/rxomai [“come upon”], e)piskia/zw [“cast shade upon”]) as they are used here?

e)pe/rxomai (“come upon”)—of the nine New Testament occurrences of this verb, seven are in Luke-Acts, most notably a parallel reference to the Holy Spirit coming upon believers in Acts 1:8. This prophecy by Jesus, similar and with a position in Acts comparable to the prophecy of Gabriel, will be discussed in an upcoming note. The verb can have the sense of something literally (physically) coming upon a person, but more commonly in the general sense of something happening (i.e. coming near) which will dramatically affect the person. It is used several times in the Old Testament in a sense similar to that of Acts 1:8 (cf. 1 Sam 11:7; Isa 32:15 LXX).

e)piskia/zw (“cast shade upon”)—this verb really only occurs 3 times in the New Testament (with two parallel references), including twice in Luke-Acts in a context that is especially relevant to its use here:

  • Luke 9:34 par—the cloud in the Transfiguration scene is said to “cast shade/shadow upon” the three disciples; this image, of course, alludes to the Old Testament theophany of YHWH at Sinai and in the Desert (cf. Exod 13:21ff; 19:9, 16). For the verb used of the divine Cloud in the LXX, cf. Exod 40:34f.
  • Acts 5:15—it is related that Peter’s shadow was thought (by the people) to bring healing to the sick when it “cast shade/shadow upon” them. It is not clear from the context of the narrative whether this genuinely took place, or reflects a popular belief associated with Peter.

These two occurrences inform its use in Lk 1:35; the basic meaning is two-fold, as a vivid expression for the manifestation to human beings of (a) the presence of God (i.e. the Cloud), and (b) the power of God. It is unwise to read anything further than this into the text. The result of this divine “overshadowing”, of course, is declared in the last portion of verse 35: “therefore the (child) coming to be (born) also will be called Holy, the Son of God”. It is probably best to read the adjective a%gio$ (“holy”) as a substantive in apposition to “Son of God”, both being predicate to the verb “will be called”; in other words, we have here two names or titles which (will) belong to Jesus:

May 21: Luke 24:47-49, etc

Luke 24:47-49 and the Great Commission

Having discussed Matthew 28:18-20 (and especially the baptism formula of verse 19) in the previous notes, today I will look briefly at the ‘parallel’ Commission passages in the other Gospels—Luke 24:45-49; John 20:21-23; and [Mark 16:15-16ff]. It is clear that all four post-resurrection Commissions by Jesus to his followers stem from separate traditions, and yet, interestingly, they contain certain common elements. I would isolate these common features as follows:

  • Jesus sends out his disciples, as he is recorded doing earlier in his ministry (Mk 6:7-13 par; Lk 10:1-12)—that is, they become his apostles in the basic meaning of the word:
    • Matthew—”you are (to be) going/traveling (forth) [poreuqe/nte$]…”
    • [Mark]—”you are (to be) going/traveling (forth) [poreuqe/nte$] into the world…”
    • Luke—”to be preached… into all the nations, beginning from Yerushalaim {Jerusalem}”
    • John—”even as the Father has set me forth [a)pe/stalken, i.e. sent me], I also (am) send(ing) [pe/mpw] you”
  • Jesus gives to his disciples power/authority, which he received (from the Father):
    • Matthew—”all authority [e)cousi/a] in heaven and upon earth is given to me..” (it must be inferred that the same authority is given to the disciples, cf. Matt 9:35; 10:7-8)
    • [Mark]—”these signs will follow along… in my name”
    • Luke—”to be proclaimed upon his [i.e. my] name…. See, I set forth [i.e. send] the announcement/promise of the Father upon you”
    • John—”as the Father set me forth, so I send you…. For whomever you release…it will be released for them…”
  • There is an emphasis on repentance and release (forgiveness) of sin:
    • Matthew (also [Mark])—”dunking/baptizing them…”, i.e. the fundamental association of baptism with repentance and forgiveness (Matt 3:11 par)
    • Luke—”repentance [lit. change-of-mind] (is) to be proclaimed upon my name unto release of sins unto all the nations…”
    • John—”(For) whomever you release the(ir) sins, they have been released for them…”
  • Finally, there is an association with the Spirit:
    • Matthew—”dunking/baptizing them in the name of…the holy Spirit”
    • [Mark]—”…trusting and being dunked/baptized…these signs will follow along for the ones trusting…”; cf. the manifestation of the Spirit following (or in connection with) baptism in the book of Acts
    • Luke—”…the announcement/promise of the Father upon you”, clearly a reference to the coming of the Spirit (Acts 1:5; 2:1-4, etc)
    • John—”he breathed in/on (them) and said to them, ‘Receive (the) holy Spirit'”

This strongly suggests an underlying historical tradition regarding Jesus’ (final) instruction to his followers, which, it would seem, came to be preserved in two strands of the Gospel Tradition—one set in Galilee (Matthew/Mark) and one set in Jerusalem (Luke/John), with the Markan ‘Appendix’ (or long ending) apparently combining both. With regard to the Commission specifically, the versions in Matthew and the Markan ‘Appendix’ are clearly related—compare, in particular, Matt 28:19 with Mark 16:15-16. Similarly, it is clear that, in the resurrection (and post-resurrection) narratives, Luke and John have certain traditions in common. The accounts of Jesus’ appearance to the disciples in Jerusalem in Lk 24:36-43 and John 20:19-20 are quite close, especially if one accepts the Alexandrian/Majority readings rather than the shorter ‘Western’ text of Luke 24. Though less obvious on the surface, the “Commission” accounts in Lk 24:47-49 and John 20:21-23 have a good deal in common as well:

    • The disciples as Jesus’ representatives (witnesses/’apostles’) whom he is sending out from Jerusalem into the wider world—Lk 24:47-48 / Jn 20:21
    • Mention of the Father in connection with Jesus’ “sending”—Lk 24:49a / Jn 20:21
    • The coming of the Spirit on/upon the disciples, with Jesus himself as the source—Lk 24:49a / Jn 20:22 (“I [am] send[ing]…” / “he breathed…”)
    • Reference to the release (i.e. forgiveness) of sins in connection with the work and preaching of the disciples—Lk 24:47 / Jn 20:23

By way of comparison with Matt 28:19, it is interesting that Luke/John also bring together Father, Son and Holy Spirit. The “Son” is implied by the presence of Jesus:

    • In Luke, compare verse 45 in context (referring to Jesus as the “Anointed” [Christ/Messiah]) with the earlier formulae using the expression “Son of Man” (24:7, also 9:22, 44; 18:31; 22:22).
    • The Gospel of John gives special emphasis to the idea of Jesus as “the Son”, in relation to God the Father—Jn 1:14; 3:35; 5:19-27; 6:27, 40; 8:28; 10:36; 14:31; 17:1ff; 20:17.

In many ways, the account in Lk 24:47-49 is closer to Matt 28:18-20 than the other Commission passages; note especially the parallels between verse 47 and Matt 28:19:

    • The disciples are to preach/proclaim the Gospel “into all the nations”—cp. Matt 28:19a (“make all the nations to be learners [i.e. disciples]”)
    • The wording and syntax also matches formulae related to baptism; cp. especially with Acts 2:38:
      “…repentance (is) to be proclaimed upon his name unto (the) release of sins unto all the nations” (Lk)
      “Repent and be dunked/baptized…upon the name of Yeshua (the) Anointed unto (the) release of your sins” (Acts)
    • In each, the Commission concludes with a promise by Jesus using the emphatic pronoun “I” (e)gw/) and beginning with the exclamation “see!” [i)dou/]:
      “and see! I set forth [i.e. send] the announcement/promise of my Father upon you…” (Lk 24:49 [some MSS omit i)dou])
      “and see! I am with you every day until the (full) completion of the Age” (Matt 28:20b)

Concluding note (on Matthew 28:19)

Returning for a moment to the question of the authenticity of the trinitarian baptismal formula in Matt 28:19, I would here note several arguments in favor of authenticity (on objective grounds):

    • The instruction regarding baptism itself, as well as most of Matt 28:18-20 in context, is fully compatible with the sayings and teaching of the historical Jesus, based on an entirely objective analysis of the Gospel Tradition. For a number of examples and references illustrating this, cf. the prior notes.
    • The common elements and parallels between the various post-resurrection Commission passages in the Gospels (cf. above), which surely represent separate strands of tradition (given their differences), strongly suggest an underlying historical core.
    • Luke 24:47-49 provides independent attestation for the inclusion of a baptismal ‘formula’ as part of the Commission, which is also associated with the Holy Spirit (Lk 24:49; Acts 2:38) and the Father. The other points of similarity between Lk 24:47-49 and Matt 28:18-20 were noted above.

On the contrary, one must, I think, be willing to admit that:

    • Many of the parallels and similarities cited above are relatively loose, and could be said to be outweighed by the significant differences in detail. On the basis of traditional-conservative desire to harmonize, it would actually prove quite difficult to piece together all of these details (and separate Commission passages) into a genuinely convincing whole (judged honestly and objectively).
    • Assuming that Matt 28:19 is authentic, it is most strange that there really is no evidence for it (or its influence) anywhere else in the New Testament. By all accounts, based on the book of Acts and the letters of Paul, early believers were only ever baptized “in the name of Jesus“. If the apostles and early Christians were following Jesus’ example and instruction, then it is likely that Jesus’ original saying would have been something along the lines of: “baptizing them in my name…” (cf. Lk 24:47 / Acts 2:38)
    • The earliest attestation for the saying/instruction of Matt 28:19 is found in Didache 7:1, 3, which is typically dated from the early 2nd (or late 1st) century A.D. A fair date for the traditions in the Didache might be c. 70-80 A.D., which likely coincides with the completed form of the Gospel of Matthew. The trinitarian form (and formula) of baptism is attested in the second and third centuries, but, as far as we know, not earlier than c. 70 A.D.

May 20: Matthew 28:18-20 (concluded)

Matthew 28:18-20 (concluded)

In yesterday’s note I looked at the specific phrase “baptizing them into the name of [ei)$ to\ o&noma tou=]…”; today, I will proceed to examine the trinitarian phrase which follows: “…of the Father and of the Son and of the holy Spirit“. Given the emphasis on baptism in the name of Jesus in the earliest Christian period (cf. the previous note), and based on the other sayings preserved in the Gospels, we might expect Jesus to have said simply, “…baptizing them into my name“. Many critical commentators consider the apparent trinitarian construct here to be a somewhat later formula retrojected into the words of the historical Jesus. This possibility will be addressed briefly after an examination of each portion of the three-fold phrase.

“of the Father” [tou= patro\$]

That Jesus would reference the Father in his final words to his disciples is hardly unusual, since God as Father was a central element of his teaching, as recorded throughout the Gospel Tradition. The idea, of course, is ancient, going back to Old Testament and Israelite tradition (Ex 4:22; Deut 32:6; Ps 89:26; Isa 1:2; 63:16; 64:8; Hos 11:1; Jer 3:19; 31:9; Mal 2:10, etc), and even earlier—virtually a universal religious concept. Jesus makes frequent use of the title “Father”—both in his own address to God, and in instruction to his followers—too many to list here, there being nearly 200 occurrences in the Gospels. Perhaps the most famous and well-known instance is to found in the Lord’s Prayer (Matt 6:9 / Lk 11:2), a passage which specifically refers to the Father’s name. There are an especially high number of references to the Father in Matthew—notably in the Sermon on the Mount (Matt 5-7, cf. 5:16, 45, 48; 6:1, etc), but elsewhere through the Gospel as well (Matt 10:20, 29, 33; 12:50; 13:43; 15:13; 16:17, 27, et al). An even more distinctive (and frequent) use of “(my) Father” is found in the Discourses of Jesus in the Gospel of John (more than 100 references), including several sayings which specifically relate to the name of the Father:

    • John 5:43; 10:3, 25—Jesus claims to have come in the Father’s name, working (miracles, etc) in His name; cf. also Jn 12:13 par
    • John 12:28—Jesus asks the Father to make His name honored/esteemed (i.e. glorified) through the Son
    • John 17—In the great prayer that concludes the Discourses of chaps. 13-17, Jesus declares that he has manifested and made known the Father’s name to his disciples (vv. 6, 26), and prays that they continue to be kept/guarded in His name (vv. 11-12)

There are also sayings which express the other side of the reciprocal relationship between Father and Son, where Jesus instructs his followers that, when they pray and bring petition to the Father, they should specifically make the request “in my name”—cf. John 14:13-14; 15:16; 16:23—the idea being that Jesus will be working/acting on their behalf with the Father. For indication of a similar relationship between Father and Son (Jesus) in the Synoptic Gospels, cf. Matt 11:25-27 par; Mark 13:32 par; 14:36. Especially significant are the sayings which connect Father, Son and Holy Spirit in the Gospel of John (cf. below).

References to God as Father are rather less frequent in the remainder of the New Testament. Paul often sets “God the Father” parallel with “the Lord Jesus Christ” in a basic creedal construction (Rom 1:7; 15:6; 1 Cor 1:3; 8:6; 2 Cor 1:2-3; 11:31; Gal 1:3f; Phil 1:2; 1 Thess 1:1; 3:11, 13; 2 Thess 1:1-2; 2:16; Philem 3; Col 1:3; 3:17; also Eph 1:2-3, 17; 5:20; 6:23, etc); and there are several other passages which reflect basic theological or Christological formulae (e.g., 1 Pet 1:2-3; Jude 1; Rev 1:6; and cf. throughout 1 John). However, with regard to the baptism formula in Matt 28:19, it is worth noting that: (a) there is virtually no reference to the name of the Father in the New Testament outside of the sayings by Jesus referenced above, and (b) there is no evidence that early believers were ever baptized “in the name of the Father”.

On the first point, from the traditional Israelite/Jewish point of view, the name of God the Father was YHWH/Yahweh, which, as Christianity spread among Greek-speakers, was typically expressed by the title “Lord” (Ku/rio$). Gradually, this title was applied more and more to Jesus, and its distinctive association with YHWH was largely lost to believers in the Greco-Roman world. As we have already seen, it was the name of Jesus that was of primary importance for early believers.

“of the Son” [tou= ui(ou=]

Every relevant passage in the New Testament refers to baptism in the name of Jesus (cf. the discussion in the previous note). Now, early Christians would automatically understand that being baptized into Jesus (or into his name) meant the same as being baptized into the Son; however, if we accept the authenticity of Matt 28:19, it is worth considering precisely what Jesus would have meant here by “Son”.

In the (Synoptic) Gospels, Jesus never uses the title “Son of God” of himself (only in Jn 3:18; 5:25; 9:35 v.l.; 10:36; 11:4)—it is applied to him by others (also Jn 1:34, 49; 11:27; 19:7), though there is no indication that he ever denied or contradicted its use (cf. Mark 14:62 for a relatively clear affirmation; but cp. Matt 26:64; Lk 22:67-70). In the sayings of the Synoptic Tradition, Jesus typically refers to himself by the Semitic expression “Son of Man”, which at times may be partially synonymous with “Anointed One” (Messiah), and, in certain passages, serves to identify Jesus as God’s heavenly representative (cf. Dan 7:13-14) who will appear at the end-time; but it always has a distinct range of meaning from “Son of God”. At best, there is an association between Jesus as “Son of Man” and “Son of God” in the juxtaposition of Mk 14:61-62a and 14:62b (par); which can also be inferred in the vision of Stephen in Acts 7:56. The “Son of Man” sayings in the Gospel of John are unique in that they express (or assume) the idea of Jesus’ pre-existent deity—i.e., he is the Son who has come down from the Father (as the Son of Man); following his death and exaltation (glorification), he will return to the Father in heaven (Jn 1:51; 3:13-14; 6:27, 62; 8:28; 12:23, 34; 13:31). Elsewhere in John, Jesus simply refers to himself as “the Son”, usually in the context of his relationship to the Father (cf. above)—Jn 3:16-17, 35-36; 5:19-27; 6:40; 8:36-38; 14:13; 17:1; note also 1:14.

If Matt 28:19 is interpreted as a Christian formula, then it need not mean anything more than that the specific words “in the name of the Son”, etc, are to be recited in the performance of baptism (cf. below). Even so, it is worth noting, that this formula is never used elsewhere in the New Testament—believers are baptized “in the name of Jesus”, but never “in the name of the Son“. Indeed the very expression “name of the Son” is extremely rare, occurring only in the Johannine tradition—Jn 3:18; 1 Jn 3:23; 5:13, and cf. also Jn 20:31—where the emphasis is entirely on faith/trust in the name of the Son.

“of the holy Spirit” [tou= a(gi/ou pneu/mato$]

There is a clear association of the Spirit with the rite of baptism in early Christian tradition, as indicated in the book of Acts (cf. Acts 2:38-41; 8:12-17; 9:17-18; 10:44-48; 11:15-17; 19:2-6), where believers receive the Holy Spirit as an event parallel to, and coordinate with, the symbolic act of baptism. This clearly is understood as a fulfillment of the prediction uttered by John the Baptist (and/or Jesus himself) that, just as John baptized in water, so Jesus would baptize believers in the Holy Spirit (cf. the earlier note on Mark 1:8 par; Jn 1:26, 31, 33; Acts 1:5; 11:16). According to this parallel, the Spirit is symbolized by water, which is a relatively common motif in the Old Testament (cf. Joel 2:28ff, cited in Acts 2:17-18, 33—the Spirit “poured out” like water). Elsewhere in the New Testament (in Paul’s letters), the regular idiom is baptism into Christ—his death, his body, his name, etc. Paul generally does not associate the Spirit specifically with baptism, though the idea is certainly implied (cf. Rom 6:4; Gal 3:27); only in 1 Cor 12:13 is this made explicit—”for in one Spirit we are all dunked [i.e. baptized] into one Body”. Note the chiastic parallel in the syntax of the phrase:

    • in [e)n] one Spirit (i.e. the Holy Spirit)
      —we are all dunked/baptized
    • into [ei)$] one Body (i.e. the person of Jesus Christ, symbolized by the Community)

This effectively results in a two-fold baptismal ‘formula’, which could easily be supplemented by the (proto-)Trinitarian syntax in the earlier verses 4-6:

    • the same Spirit (v. 4)
    • the same Lord [i.e. Jesus, the Son] (v. 5)
    • the same God [i.e. the Father] (v. 6)

Again, as in the case of “the Father” and “the Son” (cf. above), believers in the New Testament are never baptized “in the name of the Holy Spirit”; indeed, the expression “name of the (holy) Spirit” never occurs outside of Matt 28:19. At best, there are several passages in which the Spirit is associated specifically with “the name of Jesus“—Acts 2:38; 1 Cor 6:11; 1 Pet 4:14; and, most notably, John 14:26. Of these, only Acts 2:38 has the context of baptism, but Jn 14:26 is certainly more relevant to a ‘trinitarian’ formulation: “…the holy Spirit, whom the Father will send in my [i.e. the Son’s] name“. This verse will be discussed, along with the other Spirit/Paraclete references (Jn 14:16; 15:26; 16:7), in an upcoming note.

The Didache 7

A study of Matt 28:19 cannot be complete without consideration of the similar formula in Didache 7:1, part of a brief instruction in chapter 7 regarding baptism. Verse 1 reads:

“…having said all these things before(hand) [i.e. informed/instructed the believer], ‘dunk [i.e. baptize] into the name of the Father and of the Son and of the holy Spirit’ in living [i.e. fresh, running] water”

The portion in single quotes is virtually identical with the formula in Matthew; only the form of the verb is different, as befitting the context. The main critical question is: Does the Didache simply quote Matthew 28:19, or does it preserve a separate version of the instruction, transmitted independently? If the latter, does this come down as an authentic saying from Jesus, or as an (apostolic) tradition? Unfortunately, the writings of the so-called Apostolic Fathers (c. 90-150) often do not give specific citations, so it can be difficult to know for certain if the authors are citing from a written Gospel (e.g. Matthew) or have preserved sayings of Jesus and Gospel traditions independently. The date assigned for the Didache (“Teaching [of the Twelve Apostles]”) has ranged from very early (1st century) to very late (3rd-4th century); most (critical) commentators today would place it in the first half of the 2nd century, with the possibility that it preserves teaching and tradition from the late 1st century (c. 70-100 A.D.). What is important to note, is that already by this time (c. 80-110 A.D.?), the passage corresponding to Matt 28:19 has come to be treated as a fixed formula. The Didache indicates that it would be recited as part of the baptism ritual, as the three-fold act mentioned in 7:3 demonstrates. A similar practice is attested in the second and third centuries (Justin, First Apology 61; Tertullian, Against Praxeas 26; Apostolic Constitutions 8:47 [canon 50]). As we have noted above, this contrasts with early Christian tradition recorded in the New Testament, where believers were, it would seem, only baptized “in the name of Jesus”. The traditions recorded in the book of Acts, if authentic, date from c. 30-60 (with the book itself completed some time after 70 A.D.), making them considerably earlier than the earliest date usually given for the Didache.

A final comment on the authenticity of Matt 28:19 must wait until we have considered the other post-resurrection Commission passages in the Gospels, especially that in Luke 24:45-49, which I will do in the next daily note.

May 19: Matthew 28:18-20 (continued)

Matthew 28:18-20 (continued)

The previous note examined the “Great Commission” by Jesus at the close of the Gospel of Matthew (Matt 28:18-20), especially the command to baptize in vv. 19-20a. Today I will be looking in detail at the specific phrase “into the name of…” [ei)$ to\ o&noma tou=…].

The Name

Ancient Near Eastern cultures treated names and naming in a quite different manner than modern Western society. The name had a dynamic, magical quality, effectively embodying the character and essence of the person. This was all the more true with regard to religious belief—to “call upon” or to invoke the name of a deity was fundamental to ancient religious practice and identity (Gen 4:26b, etc). The invocation and use of a divine name also had to be done with great care—there was considerable power involved, and danger if handled improperly; this is the situation which underlies the famous command regarding the name of YHWH/Yahweh (Exod 20:7; Deut 5:11). In addition to its use in religious ritual, the divine name would be invoked in oaths, treaties and other agreements—both for the purpose of guaranteeing truthfulness and fidelity, and also to bind the oath or agreement, etc, under the power of the god. There would be divine blessing for the one who fulfills and agreement, but divine curse or punishment for the one who violates it. Indeed, there was believed to be theurgic power and efficacy in the name, which could be invoked over just about any area of daily life.

The Name of Jesus

For early Christians, it was specifically the name of Yeshua (Jesus) which was central to religious belief and practice. Already in the earliest layers of Christian tradition, the belief in Jesus’ deity—as the Son of God who is now seated in glory at the right hand of God the Father (YHWH)—was well-established. All aspects of Christian religious life took place according to the name of Jesus. This is expressed clearly in the book of Acts; note the following examples:

In the Gospels, there are number of sayings and teachings by Jesus where he refers to “my name”—Mark 9:37-39; 13:6 pars; [16:17]; Matthew 18:20; also Luke 24:47. Especially significant is the teaching in the Discourses of John, cf. Jn 14:13-14, 26; 15:16, 21; 16:23-26; also 3:18. The emphasis there is on believers requesting of God the Father in Jesus’ name. Also important is the related idea that Jesus himself has come—i.e. speaks, works and acts—in the name of the Father (Jn 5:43; 10:3, 25; 12:28; 17:6, 11-12, 26; cf. also Mk 9:37; 11:9 pars; Matt 23:39 par). This latter point will be discussed further in the next daily note.

Baptism in Jesus’ Name

The central, intiatory act of baptism, marking one’s conversion and entry into the Community of believers, in the early Christian period was performed specifically “in the name of Jesus”. Given the religious importance and significance of this (divine) name (cf. above), this is hardly surprising. However, it is important to note that is especially prominent in the earlier Christian tradition (as recorded in the book of Acts), and is less commonly attested in later periods. Here are the key passages, where baptism is said to be:

    • Acts 2:38—”upon [e)pi/] the name of Yeshua into/unto a change-of-mind [i.e. repentance]” (Note: some MSS read “in” [e)n] instead of “upon”). This follows precisely the formula in Luke 24:47.
    • Acts 8:16—”into [ei)$] the name of the Lord Yeshua”, after which they receive the Holy Spirit (v. 17)
    • Acts 10:48—”in [e)n] the name of Yeshua (the) Anointed”, after having received the Spirit prior (vv. 44ff)
    • Acts 19:5—”into [ei)$] the name of the Lord Yeshua”, parallel to believers trusting in(to) [ei)$] Jesus (v. 4)
    • Cf. also 1 Cor 1:13, 15—”into the name of…”

Matthew 28:19 uses the same idiom of baptism “into [ei)$] the name of…”. It was also said of John’s baptism that it was “into [ei)$] a change-of mind [i.e. repentance]” (Matt 3:11, cf. Lk 24:47; Acts 2:38), where the preposition ei)$ indicates purpose or result. Elsewhere in Gospel tradition, John’s baptizing is described as being “of [i.e. for, leading to] repentance” and “into [ei)$] release [i.e. forgiveness]” (Mk 1:4; Lk 3:3; Acts 13:24; 19:4), i.e. for the purpose of (and resulting in) the forgiveness of sins. There are two key aspects of the use of ei)$ (“into”) with regard to baptism:

    1. It reflects trust/faith in(to) JesusMatt 18:6 par; Acts 10:43; 19:4-5; 20:21; 24:24; 26:18. The idiom is especially frequent in the Gospel of John: Jn 2:11; 3:16, 18, 36; 4:39; 6:29, 40; 7:31, 38-39; 8:30; 9:35-36; 10:42; 11:25-26, 45, 48; 12:36-37, 44, 46; 14:1, 12; 16:9; 17:20. The parallel use of e)n (“in”) at Jn 3:15; 8:31 strongly suggests that the expressions “trust in” and “trust into” are virtually equivalent (cf. Mk 1:15; Acts 18:8). Also generally synonymous is the phrase “trust upon [e)pi] (the Lord) Jesus”, cf. Acts 3:16; 9:42; 11:17; 16:31.
    2. It signifies entrance into the Community and spiritual/symbolic union with Jesus. This theme is developed considerably by Paul in several of his letters, where we find the phrase “dunked/baptized into (the) Anointed {Christ}”. The key verse is Galatians 3:27—”as many of you (as) have been dunked into (the) Anointed, you have sunk in(to the) Anointed [i.e. put him on as a garment]”. The emphasis is no longer on the name of Jesus, even though Paul still uses this language (cf. 1 Cor 1:2, 10ff; 5:4; 6:11; Col 3:17; 2 Thess 1:12; 3:6, etc); rather, it is on the person of Christ. In Romans 6:3-4, baptism is interpreted as symbolizing the believer’s participation in the death (and resurrection) of Jesus (cf. Col 2:12). Cf. also 1 Cor 10:2; 12:13—the latter reference specifically emphasizing baptism into one body (the Community as the body of Christ) and in one Spirit (Eph 4:4-5).

This discussion on Matt 28:18-20 will conclude in the next daily note.