The Spirit and the Birth of Jesus: Part 5

Spirit and Divine Birth in the Johannine Writings

Before embarking on our final topic (here in Part 5), let us summarize some of the results from our study thus far. This can be done best, I think, by presenting the key points of development in something of a chronological sequence.

    • In the earliest strands of the Gospel Tradition, Jesus was identified as an Anointed (Messianic) Prophet—an identification that was defined, in part, by the servant/herald figures of Isaiah 42:1ff and 61:1ff, upon whom God is said to put His Spirit. The Heavenly Voice at Jesus’ baptism, in the core Synoptic Tradition, apparently alludes to Isa 42:1. Jesus, even during the time of his ministry, could have been thought of as God’s son in this Messianic sense.
    • Jesus also was identified as the royal/Davidic Messiah, though increasingly more so after his resurrection. Passages such as Psalm 2:7 (and 2 Sam 7:14), expressing the ancient Near Eastern tradition of referring to the king as God’s “son” (“born” at his coronation), already given a Messianic interpretation, were applied to Jesus. If the ‘Western’ reading of the Lukan version (3:22) of the Heavenly Voice is original, then the Gospel writer may have intended this specific Messianic identification of Jesus at his baptism (cp. the Transfiguration parallel, Lk 9:35).
    • For early Christians, such Messianic passages were applied to Jesus primarily in the context of his resurrection (and exaltation to heaven). It was through his exaltation that Jesus was ‘born’ as God’s Son. Jesus’ resurrection took place through the presence and power of God’s Holy Spirit, and the exalted Jesus (at God the Father’s right hand) shared in the same Divine Spirit as the Father.
    • Christians soon came to realize that Jesus must have been God’s Son (in this Divine/exalted sense) even prior to his resurrection—that is, during the time of his earthly life and ministry. The Heavenly Voice at Jesus’ baptism (marking the start of his public ministry), declaring him to be God’s Son, would thus have taken on a deeper theological significance.
    • Gradually, the belief developed that Jesus’ Divine status (and nature) as God’s Son preceded even his birth. Belief in the Divine pre-existence of Jesus is attested by 60 A.D., at the latest (the ‘Christ hymn’ of Philippians 2:6-11). Psalm 2:7 was further interpreted in this sense—viz., that Jesus was already ‘born’ as God’s Son in eternity, before the world was created. Hebrews evinces a pre-existence Christology, alongside the earlier exaltation Christology, and can cite Psalm 2:7 (and the idea of Jesus’ being “born” as God’s Son) in both contexts.
    • At around the same time, a seminal narrative of Jesus’ human birth developed, as one of the last strands of the Gospel Tradition. By at least 70 A.D., there was in existence a seminal narrative, common to the core of the Matthean and Lukan Infancy narratives. It includes the central belief of the role of the Holy Spirit in the miraculous (virginal) conception of Jesus. However, there is no real evidence of a pre-existence Christology in the Infancy narratives.

To these Christological points, we should mention the important parallel between Jesus’ as God’s Son and believers as the sons/children of God. Paul notably brings out this parallel (and relationship) in Galatians 4:1-7 and Romans 8:12-17, explaining that our sonship, as believers, comes through our receiving of the Holy Spirit. Traditionally, the receiving of the Spirit took place during (and was symbolized by) the baptism ritual. This follows the pattern of Jesus’ own baptism, when the Holy Spirit descended upon him. Paul also juxtaposes Jesus’ incarnate birth (as a human child) with the divine birth of believers (and children of God).

All of these Christological themes reach their pinnacle in the Johannine Writings—the Gospel and First Letter of John. In the Gospel of John, all of the main lines of tradition, regarding the relationship between Jesus (the Son) and the Spirit, are brought together and given new depths of meaning. For example, we have the Spirit descending upon Jesus at his baptism (1:32ff), along with the declaration by the Heavenly Voice (1:34), as in the Synoptic Tradition. Also, the Spirit is associated with the resurrection/exaltation of Jesus, after which Jesus is able to communicate the Spirit, sending it to his disciples (20:22).

However, there are two very distinctive points of Johannine development:

    • Through the Spirit, the manifest presence of Jesus abides in and among believers. We are united with Jesus the Son through the Spirit, and, through the Son, with God the Father, since Father and Son share the same Spirit.
    • Believers come to be “born” of God, through the Spirit, thus becoming children/offspring of God. While Jesus is the Son (ui(o/$), we, as believers, are God’s children (te/kna).

Both of these thematic ideas can be found elsewhere in the New Testament (in Paul’s letters, for example), but they have a very special emphasis in the Johannine Writings. It is the latter idea—of the birth of believers, through the Spirit—that I wish to focus on here. This will be done through a survey of the Johannine passages, many of which I have discussed in detail elsewhere.

John 1:12-13

In order to view this verse properly in context, we must begin with the first portion in verse 12:

“But as (many) as received him, to them he gave the exousia [i.e. ability/authority] to come to be [gene/sqai] (the) offspring of God [te/kna qeou=, i.e. sons/children of God]—to the ones trusting in his name…”

The context is clear enough—Christ himself gives the ability to become “children of God” to believers (the ones who trust/believe in him). The the verb gi/nomai (cognate with genna/w) is used, more or less, in the sense of coming to be born, as is clear from the parallel in v. 13. The expression te/kna qeou= (“offspring/children of God”) is generally synonymous with ui(oi\ qeou= (“sons of God”), as demonstrated by a comparison of Rom 8:16-17, 21 with Rom 8:14, 19; Gal 3:26, etc. The Gospel and letters of John (Jn 11:52; 1 Jn 3:1, 10; 5:2) prefer te/kna qeou=; based on the slight evidence available, Luke (and the Synoptics) tends to use ui(oi\ qeou= (cf. Lk 20:36; and 6:35, where it is u(yi/stou instead of qeou=, as in Lk 1:32).

The sentence continues in verse 13:

“…who, not out of blood [lit. bloods] and not out of (the) will of (the) flesh and not out of (the) will of man, but (rather) out of God [e)k qeou=], have come to be (born) [e)gennh/qhsan]”

Note the general parallel with Lk 1:28-35, especially if v. 35b is expanded with the additional (variant) e)k sou (“out of you”):

    • Jn 1:13e)gennh/qhsan “(the ones who) have come to be born”
      Lk 1:35to\ gennw/menon “the (one) coming to be born”
    • Jn 1:13e)k qeou= “out of God”
      Lk 1:35—[e)k sou=] “[out of you]” (v.l.)

In Lk 1:35, Jesus is born (as a human being) out of Mary’s body (i.e. her “flesh”); in Jn 1:13, believers are born (spiritually) out of God.

John 3:3-8

The spiritual birth of believers is referred to on several occasions in the Gospel of John, most notably in the famous passage Jn 3:3-8, where the verb genna/w appears 8 times; by contrast, it is used of Jesus’ incarnate (human) birth only in Jn 18:37. In the Nicodemus discourse, Jesus specifically contrasts an ordinary human birth (“out of [e)k] flesh,” “out of [e)k] water”) with being born “out of the Spirit” (e)k tou= pneu/mato$, vv. 5-6, 8). Being born out of the Spirit is the same as being born “from above” (a&nwqen), v. 1 (also v. 7), which Nicodemus misunderstands (v. 2) as a second fleshly birth (a&nwqen can also mean “again”). Clearly, this is a heavenly and divine birth (“from above”), and e)k [tou=] pneu/mato$ essentially has the same meaning as e)k qeou= (“out of God“). Jesus also, as the incarnate Son, comes “out of” (e)k) the divine realm above, down to earth (3:13, 31; 6:41-42, 50-51, 58; 8:23, etc).

John 8:47; 15:19; 17:6ff; 18:37

The expression e)k qeou= is used as a characteristic of believers elsewhere in the Gospel. It is often translated in the sense of “belonging to God”, but surely the idea of coming to be born out of God is also implicit in this expression. See, for example, the context of 8:47 (vv. 41-47), dealing with the idea of believers as sons/children of God (i.e., God as their Father); those who reject the Son, or who otherwise to not believe, have the Devil as their father, and belong to (being born of) the world below (8:23). As it is, believers do not belong to the world in this way (15:19). The same language runs through the Prayer-Discourse of chapter 17 (see vv. 6, 14-16).

One may also mention Jesus’ statement in 18:37, in which he declares that those who trust in him are “out of the truth” (e)k th=$ a)lhqei/a$). This is can be understood as “belong to the truth”, but again we should not ignore the implicit idea of being born, especially since Jesus himself mentions it (that is, his own birth) earlier in the same verse. The close connection between truth (a)lhqei/a) and the Spirit in the Johannine writings, makes it likely that the believer’s spiritual birth is being alluded to. The Holy Spirit is specifically called (“the Spirit of Truth“, 1 Jn 4:6; Jn 14:17; 15:26; 16:13, cf. also 4:23-24), and, in 1 John 5:6, it is even declared that “the Spirit is the Truth” —providing a belated answer, if you will, to the question by Pilate in Jn 18:38.

1 John 3:9, et al

The author of 1 John repeatedly refers to believers—true believers—has those who have been born of God, using the verb genna/w, just as in John 1:12-13 (cf. above). He introduces this language at the close of the first half of the letter (i.e., at the end of the section 2:28-3:10), and then proceeds to develop the theme in the second half. It relates to the central message of the letter, affirming the religious (and spiritual) identity of true believers—members of the Community—in contrast to the false believers (called false prophets and ‘antichrist’) whom he opposes (and of whom he is warning his readers against).

Here is a summary of the references:

1 John 3:9

“Every (one) having come to be (born) [gegennhme/no$] out of God does not sin, (in) that His seed remains in him, and he is not able to sin, (in) that he has come to be (born) [gege/nnhtai] out of God.”

Note the symmetric (chiastic) structure of this verse:

    • Every one having come to be born out of God
      • (he) does not sin
        • (God’s) seed remains in him
      • he is not able to sin
    • he has come to be born out of God
1 John 4:7

“…every (one) loving has come to be (born) [gege/nnhtai] out of God and knows God”

There is also a chiastic structure to 4:7-8:

    • “love is out of God”
      • “the one loving…knows God”
      • “the one not loving does not know God”
    • “God is love”

Here showing love is comparable to not sinning (3:9) as a fundamental attribute of the true believer—i.e., one who has been born of God.

1 John 5:1

“Every (one) trusting that Yeshua is the Anointed (One) has come to be (born) [gegennhtai] out of God, and every (one) loving the (One hav)ing caused (him) to be (born) [also] loves the (one) having come to be (born).”

Trust in Jesus and love for one’s fellow believers are the two components of the great Commandment (3:23-24). In 1 John, sin is defined primarily in terms of violating this two-fold great Commandment, which (in the author’s mind) is what the ‘antichrist’ opponents do. Here the main point is that, if one truly loves God, then that person will show proper love to other believers. The fundamental identity of believers as having been born of God is expressed by the two sides—active and passive—of the process of giving birth. That is, God causes the believer to be born (active participle gennh/santa), and the believer as the one who has come to be born (passive participle gegennhme/non).

1 John 5:4

“everything having come to be (born) [gegennhme/non] out of God is victorious (over) the world; and this is the victory (hav)ing been victorious (over) the world: our trust.”

A neuter participle is used here, since what is born of God includes both the believer, and the believer’s trust/faith (pi/sti$) in Jesus. The masculine participle returns in verse 5, referring again to the believer: “Who is the (one) being victorious (over) the world, if not the (one) trusting that Yeshua is the Son of God?”

1 John 5:18

“We have seen that every (one) having come to be (born) [gegennhme/no$] does not sin, but the (one hav)ing come to be (born) [gennhqei/$] out of God keeps watch (over) him, and the Evil does not touch him.”

The textual and interpretive difficulties in this verse center on the second passive participle of genna/w, in the aorist (rather than perfect) tense. The Johannine writings use this verb of becoming in relation to believers, and never (or almost never) to Jesus. However, the expression threi= au)to/n (“he keeps watch [over] him”) suggests that the second participle refers here to Jesus, and that he—the Son who is also born of God—protects the believer from evil. If, on the other hand, both participles refer to the believer, then the verb threi= must be understood reflexively, i.e., “he keeps watch (over) him(self)”; in some manuscripts, the reflexive pronoun is used (e(auto/n, instead of au)to/n), which solves the problem. I discuss this verse in more detail in an earlier study.

In some ways, it would be appropriate if the two passive participles of genna/w in 5:18 did refer to both the believer and Jesus, respectively. This would be fitting for the rich and complex theology of the Johannine writings, expressing the relationship between Jesus (the Son) and believers (the children), who are united together as offspring of God.

However, it is worth mentioning again that believers are always referred to as te/kna qeou= (“offspring/children of God”) rather than ui(oi\ qeou= (“sons of God”), as indicated above. For the author (and the tradition/community in which he writes), there is only one true “Son” (ui(o/$) of God, and this is almost certainly the proper way to understand the term monogenh/$ in the  context of Jn 1:14, 18—Christ is the only [monogenh/$] (Son) of God the Father. Within the Gospel, Jesus frequently identifies himself as “(the) Son”, usually in terms of his relationship to, and identity with, God the Father. Believers come to be (born as) “children of God” through Christ—that is, we are dependent on him for our relationship to the Father. Paul says much the same thing (though in different terms) in Rom 8:3ff, 14-15, 22-29; Gal 3:26; 4:4-7.

The Spirit and the Birth of Jesus: Part 4 (Heb 1:5; 5:5; 9:14)

In the previous section of Part 4, we considered the role of Psalm 2:7 in the development of Christology in the first century. We saw how the Scripture was applied in the context of Jesus’ resurrection (and exaltation to heaven), as a way of understanding his identity as the Son of God (cf. Acts 13:33ff). It also could be used in the context of Jesus’ baptism, as in the variant ‘Western’ reading of Luke 3:22b, in which the Heavenly Voice quotes Psalm 2:7, rather than the allusion to Isa 42:1 in the majority text (and the other Synoptics). As a reference to Jesus’ Messianic identity, the use of Ps 2:7 in the baptism scene would most likely be intended to identify Jesus more precisely as the royal/Davidic Messiah (drawing upon the ancient Near Eastern tradition of the king as God’s ‘son’, in a figurative and symbolic sense).

Gradually, however, early Christians came to realize that Jesus must have been God’s Son, in terms of a Divine/exalted status, even prior to his resurrection—that is to say, during the time of his life and ministry on earth. Since the Gospel Tradition marks the beginning of Jesus’ career with his baptism, it was natural for Christians to interpret the declaration of the Heavenly Voice (at the baptism) in a deeper theological sense. In other words, Jesus was truly the Son of God, possessing a Divine/exalted position (and nature), from the beginning of his ministry.

Eventually, this idea of Jesus’ Divine Sonship was extended further back, to a time even before he was born—a point attested clearly enough by the Matthean and Lukan Infancy narratives. The Infancy narratives themselves do not indicate a belief in the Divine pre-existence of Jesus, but we know that such a belief—representing a further stage of Christological development—is attested by at least the mid-50s A.D., since Paul alludes to it at several points in his letters. The earliest definite evidence for belief in Jesus’ pre-existence is the ‘Christ hymn’ in Philippians 2:6-11, which Paul either composed himself (c. 60 A.D.), or incorporated (and adapted) from older traditional material.

The ‘Christ hymns’ in the New Testament appear to have served as a locus for Christological development. I have discussed all of these passages, in considerable detail, in an earlier series of notes. One such ‘Christ hymn’ occurs in the introduction (exordium) of Hebrews (1:1-4). This passage is especially significant for our study here, since it leads into a chain (catena) of Scriptures, imbued with Christological meaning, that begins with a quotation of Psalm 2:7 (v. 5). Therefore it is worth examining briefly these introductory verses which establish the theological (and Christological) context for the application of Ps 2:7.

Hebrews 1:1-5

Verses 1-2 deal specifically with the idea of God’s revelation, beginning with “God spoke”, and indicating a contrast:

V. 1: God (has) been speaking [lalh/sa$] V. 2: (God) spoke [e)la/lhsen]
    • (in) many parts and many ways
    • (in) old (times) [pa/lai]
    • to the Fathers [toi=$ patra/sin]
    • in the Foretellers [i.e. Prophets] [e)n toi=$ profh/tai$]
 
    • in one new way (implied)
    • in these last days [e)p’ e)sxa/tou tw=n h(merw=n tou/twn]
    • to us [h(mi=n]
    • in (the) Son [e)n ui(w=|]
 

The new revelation (to us) is marked primarily by two elements or characteristics: (1) it is eschatological, set in the “last days”, (2) it takes place in the person of the Son. The Greek e)n ui(w=| does not have the definite article, so it is possible to translate “in a Son”, but it is clear from the context that God’s Son—the Son—is meant. Verse 2b presents the nature of this Son, with a pair of relative clauses:

    • whom [o^n] He has set (as the) one receiving the lot [i.e. heir] of all (thing)s
    • through whom [di’ ou!] He made the Ages

The first of these draws on the idea of Christ being exalted to heaven following the resurrection, in common with the earliest Christian tradition; the second expresses Christ’s role in creation, implying some sort of divine pre-existence (cf. above). These two Christological approaches were shared by several strands of early tradition (e.g. Paul, the Gospel of John), and were not deemed to be contradictory in any way. The author of Hebrews will present the two views side-by-side at a number of points in the letter (cf. below).

In verses 3-4, the Son is described in greater detail; four elements are stressed in v. 3:

    • Reflection/manifestation of God’s glory and nature (3a)
    • Role in creating/sustaining the universe— “by the utterance of his power” (3b)
    • Salvific work—priestly cleansing of sin (by way of sacrifice, i.e. his death) (3c)
    • Exaltation to the right hand of God (3d)

The outer elements (first and last) indicate the Son’s divine/heavenly status, the inner elements (second and third) parallel creation and incarnation (Christ’s work in both). This is the sort of chiastic conceptual framework—

    • pre-existence
      —incarnation
    • exaltation

which the author of Hebrews makes use of elsewhere (2:8-13, cf. also the famous Christ-hymn of Phil 2:6-11). In verse 4, Christ’s divine/heavenly status is emphasized—that it is greater than that of other heavenly beings (“angels”). This superiority is understood in terms of the name that he has inherited (cf. Phil 2:9ff), which, though not specified here, is best identified with ku/rio$ (“Lord”), the conventional rendering of the divine name YHWH. For more on the ‘Christ-hymn’ in vv. 3-4, see my earlier series of notes.

There can be little doubt that Sonship (i.e. Son of God) here is defined in the context of divine pre-existence—a blending of the Davidic “Messiah” with the concept of a heavenly Redeemer-figure which is also known from Jewish tradition at roughly the same time as the (later) New Testament, such as in the Similitudes of Enoch and 4 Ezra (2/4 Esdras). In Hebrews, this is indicated by the citations of Psalm 2:7 and 2 Sam 7:14—both passages given Messianic interpretation—in verse 5. Recall that in Acts 13:32-33ff, Psalm 2:7 is cited in the context of Jesus’ resurrection and exaltation (cf. above)—i.e., the Son is “born” following the resurrection. Verse 6, however, shows that the author of Hebrews has a view of Christ that is comparable to the prologue of the Gospel of John (esp. Jn 1:1ff, 9, 14, etc; cf. also Rom 1:3; Gal 4:4; Phil 2:6ff):

    • Christ is already God’s “firstborn” (prwto/tokon)
    • God leads him into the inhabited-world (oi)koume/nh, possibly the heavenly realm of angels in addition to the world of human beings)
      ei)$ th\n oi)koume/nhn as parallel to the Johannine ei)$ to\n ko/smon (“into the world”)

As indicated above, the author presents two different Christological portraits, and continues this in vv. 8-12 (citing Scripture):

    • vv. 8-9—in more traditional language of exaltation (citing Psalm 45:6-7)
    • vv. 10-12—of Jesus’ divine status and existence encompassing the beginning and end of creation (citing Psalm 102:25-27, cf. also verse 2b above)

Jesus as God’s Son is an important theological identification throughout the New Testament; let us consider the thematic development and presentation here in Hebrews. In addition to 1:2, 8 we have (context indicated):

    • Heb 3:6—role as heir/master of the household, emphasizing his faithfulness
    • Heb 4:14; 5:5, 8; 7:3, 28—role as (exalted) High Priest, indicating his sacrificial work (cf. below); 5:5 cites Ps 2:7 [as in 1:5], cf. below; 7:3 has spec. title “Son of God”
    • Heb 5:8—his suffering (incarnation and death) and obedience (to the Father)
    • Heb 6:6—his death on the cross (spec. title “Son of God” is used)
    • Heb 10:29—his holy/sacrificial work, i.e. his death (“blood of the covenant”)

As the above summary indicates, there is a special emphasis in Hebrews on Jesus’ Sonship in terms of his sacrificial death.

Hebrews 5:5; 9:14

The theme of the Son’s superiority over the prophets and mediators (Moses, Aaron, etc) of the old covenant was established in the introduction (1:1-4, cf. above). In 4:14-5:10 the comparison is narrowed to the specific motif of Jesus as a new (and superior) kind of High Priest. This Priesthood of Jesus is defined in terms of his death and resurrection. In this regard, the citation of Psalm 2:7 (again) here in 5:5 draws upon the early tradition associating that particular Scripture with the resurrection (and exaltation to heaven) of Jesus. The opening words in 4:14 make clear that the exaltation is primarily in view, identifying Jesus as a great high priest “…having gone through the heavens”.

We saw, however, that the earlier citation of Psalm 2:7 (in 1:5, cf. above) was applied equally to the pre-existence of Jesus. In light of this developed Christology, the reference to Jesus as the “Son of God” here in 4:14 has a deeper significance. Even though he was already God’s Son, he humbled himself so as to take on the role of High Priest through his life on earth, with its suffering (5:7-8). Jesus’ obedience in enduring this suffering (v. 8) resulted in a greater completion (and perfection) of his Sonship (v. 9). The same basic paradigm is found in the Christ-hymn of Philippians 2:6-11:

    • Pre-existence (alongside God)
      • Incarnation/earthly life (lowering himself)
        • Suffering/death (obedient humbling of himself)
      • Exaltation by God
    • Heavenly position (at God’s right hand)

The Priesthood that Jesus took upon himself in his earthly life (and death) was translated into a heavenly Priesthood. In this regard, Hebrews uniquely blends together Psalm 2:7 and 110:1 (5:5-6). Both of these Scriptures were treated as Messianic passages, applied to Jesus, at a very early stage of Christian tradition. They hold the same kerygmatic position, respectively, in Peter’s Pentecost speech and Paul’s Antioch speech (2:34-35; 13:33); in each instance, as we have discussed, they were interpreted in the context of the resurrection/exaltation of Jesus. Hebrews, however, focuses on the figure of Melchizedek in Psalm 110, drawing upon an entirely different line of Messianic tradition, identifying the exalted Jesus with a Divine/Heavenly Savior figure (cf. Part 10 of the series “Yeshua the Anointed,” along with the supplemental study on Hebrews in that series).

The synthesis of Christological beliefs and traditions in Hebrews is rich and complex. To this, we may add a very distinctive reference to the Spirit in 9:14. Comparing the sacrifice of Jesus (as High Priest) with the sacrificial offerings of the old covenant, the author concludes as follows:

“…how much more the blood of the Anointed (One), who through (the) Spirit of the Ages brought himself without blemish toward God, shall cleanse our conscience from dead works to give service to (the) living God.”

The blood of the material sacrificial offerings (goats and calves, etc) of the old covenant are contrasted with the spiritual offering of Christ himself. He who is the High Priest offers himself as a sacrifice to God. This is done in an entirely spiritual way. The expression used is “through (the) Spirit of the Ages” (dia\ pneu/mato$ ai)wni/ou), i.e., “through (the) eternal Spirit”. This draws upon the basic early Christian belief that Jesus’ resurrection took place through the Spirit of God, but extends the role of the Spirit to his sacrificial death as well. Moreover, the sacrifice itself takes place “through the Spirit” since Jesus himself, as the pre-existent Son of God (cf. above), from the beginning shared in the Divine Spirit.

Once the Divine pre-existence of Jesus was recognized, the role of the Holy Spirit in relation to him took on an entirely new and deeper Christological significance. The older traditions had to be reworked and reinterpreted. We can see this process at work in Hebrews, and it is even more prominent in the Johannine writings, to which we will turn in Part 5.

The Spirit and the Birth of Jesus: Part 4 (Luke 3:22)

The Birth of Jesus as the Son of God
(The example of Psalm 2:7)

In the concluding notes of Part 3, we looked at Galatians 4:1-7 (and the similar passage in Romans 8:12-17), where the birth of Jesus is connected to the sonship of believers. There is thus an implicit parallel established between Jesus’ incarnate birth (as a human being) and believers’ divine birth (as sons/children of God). In Galatians and Romans, Paul uses the idiom of adoption, rather than birth per se, but he is quite capable of referring to believers being “born” (cf. 4:23, 29). This “birth” takes place through the Holy Spirit, when believers receive the Spirit (Rom 8:15f).

Traditionally, the receiving of the Spirit occurred during (and was symbolized by) the baptism rite. In this regard, believers follow the type-pattern of Jesus’ own baptism, when the Spirit descended on/into him (Mark 1:10 par). This brings up an important point of Christology.

We have already examined how, from the standpoint of the earliest Christology, Jesus’ identity as God’s Son was understood primarily in terms of his resurrection and exaltation (to heaven). In this regard, he could be said to have been “born” as God’s Son as a result of the resurrection and exaltation. This is demonstrated quite clearly by the use of Psalm 2:7 in Paul’s Antioch speech in the book of Acts (13:33, cf the context of vv. 30-37). As it happens, the same Scripture-verse is cited, in the context of Jesus’ baptism, in the ‘Western’ text of the Lukan version (3:22).

Luke 3:22

In the majority of manuscripts, the words of the heavenly voice (3:22b) match those of the other Synoptic versions (Mark 1:11 par):

“You are my Son [su\ ei@ o( ui(o/$ mou], the (Be)loved One [o( a)gaphto/$]; I have good thought/consideration in you [e)n soi eu)do/khsa]”

There is probably an echo of Isa 42:1 here, a Messianic passage for which the parallel is even closer in the Lukan version of the voice at the Transfiguration (9:35, cf. my earlier discussion). In the opening lines of that prophetic poem, God declares that He has put His Spirit upon the servant-figure (“I have given my Spirit upon him”). Moreover, the figure of a young servant (db#u#), beloved by his master, is not that far removed from the figure of a son. This is all the more so, when we consider that the word used by the LXX (pai=$) to translate db#u# can mean both “servant” and “child”. It is easy to see how the Greek version could take on a subtle interpretive shift to approximate the message of the Heavenly Voice—

my child [o( pai=$ mou]…my soul thinks good [e&dwka] of him…”

all in connection with the act of God “giving” His Spirit to be “upon” the beloved child/servant. For further study, cf. my article in the series on “The Old Testament in the Gospel Tradition,” as well as the supplemental note on Isa 42:1-4; see also the exegetical note (on Isa 42:1 and 61:1) in the series on the Spirit in the Old Testament.

However, in the ‘Western’ Text of Luke 3:22b—in Codex D [Bezae] and a number of Old Latin manuscripts (a b c d ff2, l, r1)—and in the writings quite a few Church Fathers (cf. the footnote at the end of this article), the heavenly voice actually quotes Psalm 2:7:

“You are my son; today I have caused you to be (born)”
ui(o/$ mou ei@ su/ e)gw\ sh/meron geg/nnhka/ se

This verse, of course, came to be a primary Messianic reference as applied to Christ, though usually in connection with the resurrection, not the baptism (Acts 13:33 [cf. above]; Heb 1:5; 5:5). While a number of scholars do accept this minority reading in Lk 3:22b as original (for a good summary and defense of this position, see Bart Ehrman, The Orthodox Corruption of Scripture pp. 62-67, and notes), it is usually regarded as a secondary (variant) reading. I would tend to agree with this opinion, and would point to the very usage of Psalm 2:7, in connection with the resurrection, as an indication that its association with the baptism (in Lk 3:22 v.l.) reflects a measure of the Christological development that took place in the first century. This point deserves to be discussed a bit further.

Christological Development

There are two lines of early Christian tradition in which Jesus was identified as God’s Son, connected with the presence and work of God’s Spirit. The first is the resurrection of Jesus and his exaltation to God’s right hand in heaven (cf. above). The second involves the Messianic identity of Jesus, connected in the early Gospel tradition with the Isaian prophecies in 42:1ff (cf. above) and 61:1ff, and located, in the Gospel narrative, at the beginning of his public ministry—that is, at his baptism (and thereafter).

As the prophetic context of Isa 42:1 and 61:1 makes clear, the earliest strands of the Gospel tradition identified Jesus primarily as a Messianic prophet-figure, rather than the royal Davidic Messiah. Jesus’ fulfillment of the prophet figure-types is well-rooted in the Gospel tradition, but is hardly to be found at all in the remainder of the New Testament, and by the 2nd century the idea of Jesus as an Anointed/Eschatological Prophet had virtually disappeared from Christian thought. Even in the New Testament period, the Messianic identity of Jesus soon was understood primarily in terms of the Davidic Messiah, but also (and increasingly) through the figure of a Divine/Heavenly Savior who would appear at the end-time. I discuss all of these Messianic figure-types at length in the series “Yeshua the Anointed”; on the Prophet-types, cf. Parts 2 and 3; the royal/Davidic figure is discussed in Parts 6-8, and the Heavenly Deliverer (Son of Man, etc) in Part 10.

Early on, as Jesus’ Messianic identity came to be defined increasingly in terms of a royal Messiah (from the line of David), it is easy to see how Psalm 2:7 might have been cited in the context of Jesus’ baptism, in place of the allusion to Isa 42:1. This could have been done by the Gospel writer (trad. Luke) himself, in which case the quotation of Psalm 2:7 by the Heavenly Voice would be the original reading. But it is just as likely that Psalm 2:7 could have been included subsequently by a copyist, whether intentionally or mistakenly, perhaps inserted by way of a marginal gloss. Just as the Israelite/Judean king could be regarded as God’s “son”, with his coronation as a “birth”, in a figurative and symbolic sense, so could one speak of the royal Messiah as having been born as God’s son (on this, cf. my earlier series on “The Birth of the Messiah”). The prophetic motif of being “anointed” by God’s Spirit (Isa 61:1) could easily be understood in the sense of a royal anointing (for the Davidic Messiah).

Gradually, of course, early Christians came to realize that Jesus must have been the Son of God, in the sense of his exalted and Divine status, even prior to his resurrection—that is, during the time of his earthly ministry. In this regard, the announcement of the Voice at his baptism, declaring that he is God’s Son, would go far beyond the Messianic sense of sonship, implying that Jesus possessed an exalted/Divine position (and nature) even from the beginning of his earthly ministry (i.e., at his baptism). Here, the interpretation of Psalm 2:7 in terms of the resurrection is significant, when it is applied to an earlier point in Jesus’ life. 

In the next section of this article, we will turn to another use of Psalm 2:7, by the author of Hebrews, to see how the Christological aspects surrounding the idea of Jesus’ “birth” (as the Son of God) underwent further development in the later 1st century.

The primary patristic citations for the ‘Western’ reading of Luke 3:22b (cf. above) are as follows: Justin Martyr [Dialogue with Trypho 88, 103], Clement of Alexandria [Paedagogus I.25], Origen [Commentary on John I.29 {32}], Methodius [Symposium VIII.9], the Didascalia [93], Lactantius [Institutes IV.15], Hilary of Poitiers [On the Trinity VIII.25], Augustine [Harmony II.14, Enchiridion 49, Against Faustus 23], and so forth; it was also, apparently, the text found in the so-called Gospel According to the Hebrews [cf. Jerome, Commentary on Isaiah 11, 12] and Gospel of the Ebionites [cf. Epiphanius, Panarion 30.13], which may be derived from Luke’s reading, and in the Apocryphal Acts [e.g., Acts of Peter and Paul sect. 29]. It is sometimes difficult to know when a Church Father is citing a specific Gospel, but most of these references would seem to be from Luke.

The Spirit and the Birth of Jesus: Part 3 (Gal 4:1-7; Rom 8:12-17)

In the previous portion of this article, we discussed the statement in Galatians 4:4. It is important, however, to understand this verse within the context of Galatians, and to see more clearly the association between the Spirit and the birth of Jesus in Paul’s thought.

Paul developed the early Christian idea that the coming of the Spirit upon believers in Christ represented the fulfillment of the Prophetic tradition, regarding the role of the Spirit of God in the restoration of Israel in the New Age. Paul sharpened this concept of a “new covenant” in the Spirit, drawing a clear contrast between the old covenant (of Moses and the Torah) that has now passed away, and the new covenant (of the Gospel and the Spirit) that remains in its place. While these covenantal associations are unmistakable, and fully in accord with the Prophetic traditions regarding the Spirit, for ministers like Paul this role of the Spirit was thoroughly Christian, in the sense of being rooted in the message (the Gospel) of Jesus Christ. It was not merely a matter of the spiritualization of the Old Covenant; the presence and activity of the Spirit was tied directly to the believer’s trust in Jesus, and the salvation brought about by his death and resurrection.

Indeed, from the earliest moments of Christianity, the coming of the Spirit was related to a confession of trust in the Gospel message of Christ. This traditionally took place (publicly) in connection with the baptism ritual.

Paul says relatively little in his letters regarding baptism directly; he clearly follows the early Christian tradition, and yet, as he makes use of this tradition, he endues the ritual form and imagery with new theological (and Christological) depth. In these notes on Paul’s understanding of the Spirit, we must examine this baptismal aspect; it can be seen, strikingly, in a pair of passages in Galatians and Romans, which express a similar line of thought.

Galatians 4:1-7

These verses continue the arguments of chapter 3 on behalf of the central proposition (propositio, 2:15-21) that believers in Christ are freed from the binding obligation to observe the Torah. To illustrate this, in 4:1ff Paul uses the example of the son who is heir to his father’s estate. Though he has a legal right to everything the father possesses, while he is still a minor (or, until a specific time established by the father), the child is under the restrictive guidance of household servants. Though free, the child, during this time, has a practical status very much like a servant or slave (3:23-25; 4:1-2).

This illustration refers to the believer, in the period prior to coming to faith—or, viewed in terms of salvation history, to the time prior to the death and resurrection of Jesus. This period of guardianship is the current Age where humankind is in bondage to the power of sin, and also in bondage under the regulations of the Law (Torah)—Paul views the two aspects together. Through a clever bit of argument, Paul puts non-Jews (Gentiles) under the Law just as much as Jews and Israelites, even though they may be unfamiliar with the specific regulations of the Torah (vv. 3, 8ff, and cf. his more extensive discussion in Romans 2:12-3:20).

The illustration is followed by a Christological statement in vv. 4-5, which may be pre-Pauline in origin—that is, Paul may derive it, in part, from earlier Christian tradition (cp. Rom 1:3-4). Verse 5 more clearly expresses the Pauline application: Christ came to earth to free humankind from bondage under the Law. To this, he adds the emphasis on the identity of believers as “sons” (ui(oi/) of God. The context of the climactic declarations in verses 6-7 is thus profoundly Christological, and involves three key points which Paul develops from early Christian tradition:

    1. The identity of Jesus as the Son of God.
      This is not to be understood from the standpoint of the developed Christology (and trinitarian theology) of later generations, but, rather, in terms of the early Christian belief that located the divine Sonship of Jesus ostensibly at the time of his resurrection and exaltation to the right hand of God. While Paul may evince belief in a rudimentary doctrine of Jesus’ divine pre-existence (Phil 2:6ff, cf. also Col 1:15-17), it does not feature prominently in his letters.
    2. Jesus as the “seed” of Abraham, the son who inherits the divine promise to Abraham. This is the focus of Paul’s argument in 3:6-14ff (cp. Romans 4), using an over-literal reading of the singular “seed” to identify Jesus as the seed, the only son of the promise (i.e. the Spirit), vv. 14, 16-18.
    3. Believers are united with Jesus—this is realized at the time of baptism (3:26-27ff), when they/we receive the Spirit.

All three points run through the arguments of chapters 3-4, and, indeed, are central to them; however, they are generally emphasized in the reverse order given above, which also accords with the logic of Christian experience and revelatory insight:

    1. The Galatian believers are united with Jesus and experience the Spirit, as symbolized by the baptism ritual—3:2ff, 26-27ff
    2. This union with Jesus means that they share in the sonship of Jesus as the promised “seed” of Abraham, and receive the promised blessing (of the Spirit)—3:6-9, 16-18, 29
    3. The union of sonship further means that believers share in Jesus’ identity as the Son of God, and are likewise sons (i.e. children) of God, through the presence of the Spirit—4:4-7

The language whereby this is expressed in 4:6-7 is most significant for an understanding of Paul’s view of the Spirit. Following the Christological statement, identifying Jesus as God’s Son, and drawing upon the traditional idea of our union with Jesus (symbolized in the baptism ritual), and the identity of believers as sons/children of God, Paul states in verse 6:

“And (in) that [i.e. because] you are sons, God se(n)t out from (Him) the Spirit of His Son into our hearts crying ‘Abba, Father!'”

The coming (or pouring) of the Spirit into the hearts of believers is a traditional image, adapted by early Christians (Rom 5:5, cf. 2 Cor 3:3; Rom 2:29), part of the wider idea of being “filled” by the Spirit. Normally, however, this is understood as the Spirit of God, but here Paul’s uses the unique expression “Spirit of His Son” (pneu=ma tou= ui(ou= au)tou=). This would identify the holy Spirit (of God) as also being the Spirit of Christ. Indeed, Paul appears to use the expression “Spirit of God” and “Spirit of Christ” interchangeably, though the latter is admittedly rare (Rom 8:9, and “Spirit of Jesus Christ” in Phil 1:19). The theological basis for this is Jesus’ identity as the Son of God, as understood through the early Christological belief regarding Jesus’ resurrection and exaltation (to the right hand of God). It was through the resurrection/exaltation that Jesus’ spirit and person was transformed by God’s own Spirit—forever united as one life-giving Spirit (1 Cor 6:17; 15:45). This Christology would eventually develop to include a belief in the divine pre-existence of Jesus as the Son of God, however, the exaltational aspect remains at its core in the New Testament (cp. both sides of the portrait in Phil 2:6-11).

Thus, the coming of God’s Spirit upon believers, means that it is also Christ’s Spirit that fills us and empowers us, and through the Spirit we are united with the exalted Jesus, our spirits uniting with his and being similarly transformed (cf. again 1 Cor 6:17; 15:45ff). This means that, as believers, we share in his divine Sonship, receiving all that he does, as co-heirs to God:

“And so (then), not any (more) are you a slave, but a son; and if a son, (then) also (one) receiving the lot [i.e. an heir] through God.” (v. 7)

Romans 8:12-17

Paul largely repeats this argument in Romans 8:12-17, developing it, however, in several respects—one of which is the strong ethical emphasis on believers being guided by the Spirit, otherwise found in Galatians in a later section (5:1-6:10). This ethical aspect, utilizing the flesh/Spirit contrast, is clearly present in the Sonship statements of Romans 8:12-17. Note the strong contrast in verse 13:

“for if you live according to the flesh, you are about to die off; but if, in the Spirit, you put to death the deeds of the body, you will live.”

Many of the themes and much wording from the instruction in Galatians are present here, and could have been lifted out of the earlier letter:

“For as (many) as are led by (the) Spirit of God, these are sons of God. For you did not receive a spirit of slavery again, unto fear, but you received (the) Spirit of placement as a son [ui(oqesi/a], in which we cry ‘Abba, Father’.” (vv. 14-15)

The noun ui(oqesi/a is typically translated as “adoption”, but literally means something like “placement (as) a son”. It refers to a person’s legal status as a son, though one may not be a son by birth. In the New Testament, the word occurs only in the Pauline letters—here further in verse 23, and also 9:4; Gal 4:5, and Eph 1:5. The context of its use in Gal 4:5 is virtually identical (cf. above).

In verses 16-17, Paul expands on the thought in Gal 4:6-7, giving more detail on how he understands the Spirit “crying” out in us, as well as what it means to be a co-heir of God with Jesus:

“The Spirit it(self) gives witness together with our spirit that we are  (the) offspring [te/kna] of God. And, if (His) offspring, (then) also (one)s receiving the lot [i.e. heirs]—(on the one hand, one)s receiving the lot of God, but (on the other hand, one)s receiving the lot together (with) (the) Anointed, if indeed we suffer together with him, (so) that also we will be given honor together with (him).”

The Greek syntax makes repeated use of verb and noun forms prefixed with the preposition su/n (“[together] with”), which serves as a powerful emphasis of the believer’s union with Jesus (the Son):

    • The Spirit gives witness together with (vb summarture/w) our spirit. The idea is that our own spirit responds to the presence and action of God’s Spirit, and we become aware of our identity as sons (or children) of God. Here Paul uses the term te/kna (“offspring”) which is more common, referring to believers as ‘children’ of God, in the Johannine writings.
    • Being united with Jesus (the Son and heir) we also understand our identity as co-heirs (sugklhrono/moi) of God. Literally the compound noun means “(one) receiving/sharing the lot together with (another)”.
    • At the heart of our union with Jesus is a pair of verbs:
      • “suffer together with” (sumpa/sxw)—i.e. we suffer together with him
      • “are honored together with” (sundoca/zw)—we receive honor/glory together with him

This latter point, with its pair of verbs, reflects a uniquely Pauline emphasis, which may be referred to as believers “dying and rising with Christ”. Central to the baptism ritual, as it symbolizes our union with Jesus, is the idea of our participation in the death and resurrection of Jesus. It is through the Spirit that the power of both Jesus’ death and resurrection is communicated to us, so that we are able to participate in it.

The Spirit and the Birth of Jesus: Part 3 (Galatians 4:4)

In the first portion of this article, we saw how the earliest Christian belief in Jesus as the Son of God was related directly to his resurrection (and exaltation to heaven), as the moment when he was “born” as God’s Son (cf. Acts 13:33, citing Psalm 2:7; cp. Heb 5:5). With the development of the early Gospel tradition, Christians were able to give expression to the growing awareness that Jesus must have been God’s Son even before the resurrection—that is, all during the period of his earthly ministry, beginning with his baptism (Mk 1:11; Lk 3:22 par, again drawing upon Psalm 2:7). It followed naturally that this belief would be extended to the entire period of Jesus’ earthly life, beginning with his physical/biological birth as a human being.

Paul is the only New Testament author, outside of the Infancy narratives, who connects Jesus’ actual birth, as a human being, with his exaltation (as Messiah and Son of God) through the Spirit. We saw how this synthesis of traditions was preserved in the opening verses of Romans (1:3-4), and now we turn to another key passage, written (most likely) just a year or two earlier

Galatians 4:4

The passage under consideration is Galatians 4:1-7, at the heart of which is the following statement:

“…but when the fullness of time came, God set (forth) out from (Himself) [i.e. sent out] His Son, coming to be out of a woman, coming to be under (the) Law” (v. 4)

The key phrase in italics is geno/menon e)k gunaiko/$, “coming to be out of a woman”; it is similar to the phrase in Rom 1:3 (cf. the previous discussion on this passage):

“…the (one) coming to be out of (the) seed of David according to (the) flesh”

The participial phrase “coming to be out of the seed of David” is generally equivalent with “coming to be out of a woman”. In some manuscripts (and ancient versions) of both passages, it is the participle gennw/menon (from genna/w) instead of geno/menon (from gi/nomai). The verbs gi/nomai and genna/w are related, and both essentially mean “come to be, become”; each can also mean specifically “come to be born“, but this is more commonly denoted by genna/w rather than gi/nomai. The participle gennw/menon thus may be intended to make more clear that it is the birth of Jesus (a real human birth) that is being referenced.

Both in Rom 1:3 and here in Gal 4:4, Paul’s wording suggests that Jesus was God’s Son prior to his birth. Even if Rom 1:3-4 represents an older Christological formula adopted by Paul (as many commentators think), the opening words of v. 3, leading into the formula, likely are Paul’s own: “about His Son…”. In Galatians 4:4, the theological orientation is more clearly expressed: “God sent out His Son…”; a more literal rendering of the verb e)cape/steilen would be “set (forth) out from”, i.e. out from Himself, or out from where He is. At the very least, this suggests a heavenly origin for Jesus as God’s Son, much as we see in the Christ-hymn of Philippians 2:6-11. The same sort of wording occurs in Romans 8:3:

“For the (thing that it was) without power for the Law (to do), in which it was without strength through the flesh, God (did by) sending His own Son in the likeness of sinful flesh, and, about [i.e. regarding] sin, He brought down judgment on sin in the flesh.”

A different verb is used—the more common pe/mpw (“send”)—but the idea is essentially the same: God sent His Son to be born as a human being. If we combine the key phrasing of Rom 1:3, Gal 4:4, and Rom 8:3 together, it results in a snapshot of Pauline theology (and Christology):

    • “coming to be out of the seed of David” (Rom 1:3)—Jesus as the Messiah
    • “coming to be out of a woman” (Gal 4:4)—the human birth of Jesus
    • “coming to be under the Law” (Gal 4:4)—joining with humankind under bondage to the Law
    • “…in the likeness of sinful flesh” (Rom 8:3)—sharing in humankind’s bondage under the power of sin

The last point is potentially problematic for orthodox Christology; Paul was no doubt aware of this (in his own way), and he states he matter carefully (compare with 2 Cor 5:21). His emphasis is not on Jesus’ relation to sin as a human being, but on the fact that, as a result of his life and work on earth (as a human being), the ruling power of sin in the flesh is condemned. The verb katakri/nw literally means “bring down judgment” or “judge against”, a legal term indicating the passing of a sentence against crime, etc, including the idea of punishment and of rendering a person unable to pursue evil. The influence of sin in the “flesh” is not entirely removed for human beings (believers), but its ruling power is ended.

Galatians 4:4ff and Romans 8:3ff also share the important theme that Jesus’ Sonship, and his saving work as a human being, is the basis for the sonship of believers—our own identity as sons/children of God. In particular, Rom 8:12-17 is very close in thought to Gal 4:4-7. For this reason, and in order to consider more closely Paul’s understanding of the role of the Spirit, our study here in Part 3 will be extended to include a comparative examination of these passages.

The Spirit and the Birth of Jesus: Part 3 (Romans 1:3-4)

The Birth of Jesus from the Standpoint of the Earliest Christology

When we turn from the Matthean and Lukan Infancy narratives, we find ourselves in a very different environment in terms of understanding the birth of Jesus. In point of fact, there is scarcely any reference at all to the actual birth of Jesus (as a human being) in the New Testament, apart from the Infancy narratives. It does not seem to have featured at all in the earliest Christian preaching, as illustrated, for example, by the sermon-speeches in the book of Acts.

There are, however, references to the ‘birth’ of Jesus, as the Son of God, in the early Gospel proclamation (kerygma). A key Old Testament text, in this regard, was the second Psalm (especially verse 7), utilized, for example, as part of the kerygma in Paul’s Antioch speech in Acts 13 (vv. 32-33). But it is also representative of the wider preaching done by the first missionaries, reflecting a seminal Christology. Long before the Infancy narratives had been written—and even years before any Gospel was written at all—there was a core story of Jesus’ birth, of how he can to be “born” as the Son of God.

The use of Psalm 2:7 will be discussed in an upcoming article in this series; here, let us focus on the substance of the early Christology, and how it relates to the idea of Jesus’ birth. A key reference is found in Peter’s famous Pentecost speech in Acts 2. I have discussed that sermon-speech in considerable detail elsewhere. It has a three-part structure, with each part anchored by a Scripture citation, carrying eschatological and Messianic significance, applied in the context of the resurrection/exaltation of Jesus. The kerygma is woven around the Scripture citations from Psalm 16:8-11 and 110:1:

    • Kerygma: seminal Gospel narrative, vv. 22-24
    • Citation 1 (Psalm 16:8-11), vv. 25-28
    • Kerygma: interpretation of the Scripture, applied to the resurrection, vv. 29-33
    • Citation 2 (Psalm 110:1), vv. 34-35
    • Kerygma: closing declaration, v. 36

The wording in the closing declaration is most significant, in terms of the early Christology:

“…so let all (the) house of Yisrael know that God (has) made him both Lord and (the) Anointed (One), this Yeshua whom you put to the stake!”

Jesus’ identity as Lord (Ku/rio$) is understood as being a product of his resurrection and exaltation (to God’s right hand in heaven). Much the same analysis can be made for Paul’s Antioch speech in chapter 13, which is similar, in a number of important respects, to Peter’s Pentecost speech. In Paul’s speech, a citation of Psalm 2:7 (vv. 32-33) essentially takes the place of Psalm 110:1 in Peter’s speech (cf. above). The clear implication is that, just as Jesus was made to be Lord through the resurrection, so also he became God’s Son through the resurrection. It is thus proper to refer to an early Christian understanding of Jesus’ birth, as God’s Son, taking place as a result of his resurrection (and exaltation). This earliest Christology is rightly characterized as an exaltation-Christology.

If the book of Acts preserves Gospel preaching (in substance, at least) from the early years c. 30-45 A.D., then the Pauline letters represent the next stage of development, documents recording early Christian theology in written form, during the years c. 45-60. And, in those letters, the title “Son of God”, and references to Jesus as God’s Son, occur more frequently than they do in the Synoptic Gospels and Acts. The few passages which mention God sending his Son (Rom 8:3, 32; Gal 4:4ff) may allude to a belief in Jesus’ pre-existent deity (cp. with Phil 2:6-11)—at any rate, they certainly point in that direction. However, most of Paul’s references do not evince a Christology that goes much beyond what we see in the book of Acts. Two of the earliest such references to Jesus as God’s Son, like those by Paul in the Acts speeches, etc, are still very much defined in relation to the resurrection.

1 and 2 Thessalonians are likely are the earliest of Paul’s surviving letters, dating perhaps from 49-50 A.D. They contain just one reference to Jesus as God’s Son—the eschatological notice in 1 Thess 1:10:

“…how you turned back toward God, away from the images, to be a slave for the living and true God, and to remain up (waiting for) His Son (from) out of the heavens, whom He raised out of the dead—Yeshua, the (one hav)ing rescued us out of the coming anger (of God)”.

Here, again, Jesus’ status as God’s Son appears to be tied to his resurrection. This is more or less assumed by Paul in the subsequent letters, but never again stated so clearly in terms of the traditional belief. Within just a few years, apparently, Paul’s Christological understanding had deepened; certainly, by the time he wrote 1-2 Corinthians, Galatians, and Romans, in the mid-late 50s, he refers to Jesus as God’s Son somewhat differently, with new points of emphasis.

Romans 1:3-4

Romans, in many ways, represents the pinnacle of his theology; however, it begins with a doctrinal formulation (1:3-4) that many commentators regard as much earlier, a creedal statement that Paul inherited and adapted. This critical hypothesis is probably correct, given the atypical language, phrasing and theological emphases that occur in these two verses (cf. my detailed study as part of a series on the New Testament ‘Christ-hymns’). If it does indeed represent an older, established creedal formula, then it may have been in existence any number of years prior to being incorporated by Paul in the opening of Romans. It may well reflect the Christological understanding of believers c. 45-50 A.D.

Here is the statement in Rom 1:3-4, given in literal translation:

“…about His Son, the (one hav)ing come to be out of the seed of David according to the flesh, the (one hav)ing been marked out (as) Son of God, in power, according to the spirit of holiness, out of the standing up [i.e. resurrection] of the dead—Yeshua (the) Anointed, our Lord”

Two participial phrases are set in parallel:

    • “coming to be out of the seed of David
      • according to the flesh”
    • “being marked out (as) Son of God…
      • according to the spirit of holiness”

The modifying prepositional phrases (with kata/, “according to”) are also parallel. The first clearly refers to Jesus’ human birth, while the second, properly, to his “birth” as the Son of God. Both aspects of Jesus’ person and identity are fundamentally Messianic. The first phrase indicates that he was the Davidic (royal) Messiah from the time of his birth, and apparently, assumes the tradition of a Davidic geneaology (cp. Matt 1:1-17). The second phrase, most likely builds on the early Christological statements in Acts 13:32-33, etc (cf. above), which applies Psalm 2:7 to Jesus, in the context of the resurrection, and so defines his identity as the “Son of God”. This basic qualification of the title would seem to be confirmed by the wording in verse 4, especially the modifying expression “in power” and the specific phrase “out of the standing up [i.e. resurrection] of the dead”.

The expression “in power” (e)n duna/mei) refers to God’s power (duna/mi$) that raised Jesus from the dead, as seems clear from Paul’s wording in 1 Cor 6:14:

“And God raised the Lord [i.e. Jesus] and will (also) raise us through His power [dia\ th=$ duna/mew$ au)tou=]”

The power that raised Jesus also established him as God’s Son, in a position at God the Father’s right hand in heaven. The modifying phrase “according to the spirit of holiness” is a bit more ambiguous. Despite the similarity in wording, and the familiar Pauline contrast between flesh (sa/rc) and Spirit (pneu=ma), the expression “spirit of holiness” probably should not be taken as equivalent to “the Holy Spirit”; it is better understood here in the sense of the transformation of Jesus’ person and human body (“flesh”) which occurred in the resurrection. In 1 Cor 15:45, Paul states that Jesus (the “last Adam”) came to be (transformed) “into a life-giving spirit”. Elsewhere, Paul essentially identifies the Holy Spirit with the Spirit of Jesus that is at work in and among believers, so there is clearly some conceptual overlap and blending of these ideas. The exalted person of Jesus comes to be closely identified with the Holy Spirit, especially when understood in relation to believers.

We must keep in mind that the parallel with Jesus’ physical/biological human birth in verse 3 confirms that v. 4 refers to Jesus’ “birth” as the Son of God. This is understood, in line with the earliest Christian belief, in terms of the resurrection, however problematic this might be for subsequent Christology.

That some were indeed troubled by the wording here is suggested by the common Latin rendering that developed (praedestinatus), which would presuppose the reading proorisqe/nto$ (“marking out before[hand]”) instead of o(risqe/nto$ (“marking out”). The verb o(ri/zw literally means “mark out”, as of a boundary, setting the limits to something, etc. It can be used figuratively (of people) in the sense of appointing or designating someone, in a position or role, etc. The use of the verb here of Jesus (cp. Acts 17:31; 10:42) suggests that he was appointed to the position/status of God’s Son only at the resurrection; while the prefixed proori/zw is more amenable to a belief in Jesus’ pre-existent deity.

Paul’s initial words in verse 3 allow for the possibility of the pre-existent Sonship of Jesus—i.e. that he was God’s Son even prior to his birth. This would seem to be confirmed by the language used in 8:3, 29, 32 (cp. Gal 4:4ff). In all likelihood, Paul would have affirmed (in Romans and Galatians) the Christological understanding evinced in the Christ-hymn of Phil 2:6-11, expressed in terms of God sending His Son to humankind. While this is not so forceful a view of pre-existent Sonship as we find in the Johannine writings (Gospel and Letters), it seems clear enough. The apparent contrast with the Christology of Rom 1:3-4 can be explained by the critical theory, that those verses preserve an older/earlier mode of expression, a creedal formula which Paul has adopted.

Thus, Paul, by the time he wrote his letter to the Romans, was standing on the threshold of a new Christological understanding. He has, already in the opening sentences of the letter (1:3-4), gone some way toward synthesizing three distinct lines of early Christian tradition:

    • Jesus’ identity as the Son of God, understood primarily in terms of his resurrection and exaltation (to God’s right hand)—i.e., the early exaltation-Christology that dominated the period c. 35-60 A.D.
    • This ‘birth’ of Jesus as God’s Son is due to the presence and power of the Spirit—a core early Christian tenet
    • The establishment of a parallel between Jesus’ birth as a human being (the Davidic Messiah), and his ‘birth’ as the Son of God (through the Spirit)

In the continuation of this article, we will turn to another Pauline passage, written around the same time as Romans (perhaps a year or two earlier), in which Paul again connects Jesus’ birth (as a human being) with his resurrection and the manifest power of the Spirit which transformed and exalted him.

The Spirit and the Birth of Jesus: Part 2 (Luke 2:25-32)

The Simeon Episode

The concluding episode of 2:22-38 brings together a number of important Lukan themes and motifs, developed throughout the Infancy narrative. Central to this episode is the encounter with Simeon (vv. 25-32). The pair of Simeon and Anna (vv. 36-38) forms a literary match with Zechariah/Elizabeth and Joseph/Mary—all three representing the righteous ones of the Old Covenant who are, with the birth of Jesus, experiencing the end of the Old and the beginning of the New Covenant. They are transitional figures, who embody the Lukan theme of continuity with the Old Covenant; in this regard, the Temple setting, as in the first episode (1:5-25, and the subsequent scene of 2:40-52), is most significant.

The Simeon episode includes a poetic oracle (vv. 29-32), one of four inspired oracles uttered by these characters in the narrative; note the pairings:

There is also a certain thematic symmetry to the oracles, in the context of the narrative:

    • Elizabeth—encounter with Mary and the infant Jesus
      • Canticles of Mary & Zechariah, expressing the coming of the New Age in terms of the Old
    • Simeon—encounter with Mary and the infant Jesus

Simeon’s encounter (with Mary and the child Jesus) parallels that of Elizabeth, but infused with much of the Messianic idiom that fills the intervening canticles by Mary (the Magnificat) and Zechariah (the Benedictus), as well as the Angels’ song in 2:10-14. A number of key Messianic themes also are expressed in this episode—themes which relate to the Old Testament and Jewish traditions regarding the Spirit (cf. the points outlined in Part 1). These include:

    • An emphasis on holiness and purity, alluding to the specific idea of the Holy Spirit as the Spirit of God’s holiness. This is expressed here by: (a) the Temple location, (b) the Temple-piety of Simeon and Anna (and others like them), and (c) the fulfillment by Joseph and Mary of the Torah regulations (relating to ritual purity), vv. 22-24.
    • The coming of God’s Spirit upon prophets and gifted/chosen individuals—here, specifically Simeon, vv. 25-27. The oracle that follows represents his inspired/prophetic announcement, centered on the person of Jesus.
    • The role of the Spirit upon God’s people in the New Age. Simeon stands as a transitional figure in this regard (cf. above), fulfilling the Old and prefiguring the New. The onset of the New Age is anticipated by the Messianic expectation of Simeon and Anna, referenced in vv. 25 and 38.
    • The figure of Jesus as the Messiah, upon whom the Spirit rests, who ushers in the New Age—a theme substantially expressed in the oracle of vv. 28-32 (cf. also the words to Mary, vv. 34-35)
Luke 2:25-27

Let us now consider the three-fold description of Simeon’s experience with the Spirit in 2:25-27. Three aspects are mentioned, one in each verse:

    • “…and the holy Spirit was upon him” (v. 25)
    • “and (the matter) was declared to him under [i.e. by] the Spirit…” (v. 26)
    • “and he came in the Spirit…” (v. 27)

The wording suggests that this was not a one-time event, but rather that Simeon may have had regular experiences of this sort. Two distinct modes of Spirit-experience are mentioned, both of which were introduced earlier in the Infancy narrative, and continue to be developed throughout Luke-Acts.

The first is the Spirit being upon (e)pi/) a person, just as it was said that the Holy Spirit would “come upon” (e)pe/rxomai) Mary (1:35, cf. the prior note). The second mode involves a person going about in (e)n) the Spirit, being led/guided by the Spirit. It was said of John the Baptist that he would go about in the prophetic spirit (1:17, meaning that the Spirit of God would be in/on him). The language for this mode is expressed more directly in the case of Jesus at the beginning of his ministry (4:1, 14).

In the middle reference, Simeon is given special information from the Spirit; the verb xrhmati/zw is used, which here indicates a declaration of how certain business (i.e., a particular matter) will come out; it may also imply a decision (by God) regarding the matter. In this particular instance, the content of the message relates precisely to the Messianic expectation of Simeon (cf. above). Through the Spirit, God promises him that he will not die (lit. “is not to see death”) before he sees “the Lord’s Anointed (One)”. This (private) prophetic message is fulfilled by Simeon’s encounter with Jesus, which explains why the Spirit leads him into the Temple precincts at that moment.

He comes into the Temple “in the Spirit”; the expression is also important because it indicates the inspired character of the oracle that he utters in vv. 29-32. It is not said of Simeon specifically that he was filled with the Spirit, but given the parallel with the oracle of Zechariah, this may fairly be assumed. It is possible, however, that the idea of being in the Spirit is indicative of a longer-term experience, rather than a sudden and momentary burst of inspiration. Certainly, the oracle that he utters represents the culmination of a lifetime of faithfulness and devotion to God.

Luke 2:28-32

“Now you release your slave, Master,
according to your word, in peace,
(now) that my eyes saw your Salvation,
which you made ready before the face of all peoples:
Light for the uncovering of the nations
and (the) splendor of your people Israel.”

With regard to the poetic oracle of Simeon (the Nunc Dimittus), it is worth noting that the Old Testament quotations and allusions in the hymn are all from the second (and third) part of the book of Isaiah (Isa 40-55, 56-66)—so-called Deutero- (and Trito-)Isaiah. There are many themes in chapters 40-55, especially, which are appropriate to an exilic setting—a message of comfort, the hope and promise of restoration, and so forth. It is not surprising that these chapters had an enormous influence on Jewish and early Christian thought.

In terms of the Lukan Infancy narrative here in in this section (Luke 2:25-38), the Isaianic theme is established in the figures of Simeon and Anna, who are encountered within the Temple setting:

    • Simeon (vv. 25-35) who:
      (a) was righteous/just and took good care [to observe the Law, etc]
      (b) was [looking] toward receiving the para/klhsi$ of Israel
    • Anna (vv. 36-38) who:
      (a) was in the Temple ‘day and night’, serving with fasting and prayer
      (b) was [with those looking] toward receiving the lu/trwsi$ of Jerusalem

The latter point (b) refers to the ‘Messianic’ hope and expectation shared by many devout Jews at the time; consider the parallel phrases in (b)—Simeon and Anna were among those looking toward receiving [i.e., waiting for]:

    • the para/klhsi$ of Israel (v. 25)
    • the lu/trwsi$ of Jerusalem (v. 38)

The word para/klhsi$ in this context is usually translated “comfort” or “consolation”. In the second phrase, the parallel noun lu/trwsi$ refers to the payment of ransom (and the corresponding release) for someone in bondage, etc., and is normally translated “redemption”. The phrase “comfort of Israel” probably finds its origin in the Isaian passages 40:1-2 (which also mentions Jerusalem) and 61:2, cf. also 57:18; 63:4; 66:13. “Redemption of Jerusalem” would seem to be derived from Isa 52:9, which also mentions ‘comfort’ for God’s people. This message of hope and restoration is described in terms of “good news” for Jerusalem (cf. 40:9; 41:27; 52:7). Interestingly, the phrase “redemption of Israel” and “freedom of Jerusalem” are found in documents from the Wadi Muraba’at in the context of the second Jewish Revolt (132-135 A.D.).

Let us now look briefly at each of the six lines in the Song. For those interested in a more detailed study, consult my earlier series of notes on the passage.

Verse 29a: “now you [may] loose your slave from [service], Master” —the verb a)polu/w is conventionally translated in English as “release, dismiss”, etc. For similar use of the verb in the Old Testament (LXX) see Genesis 15:2; Numbers 20:29; Tobit 3:6; cf. also Gen 46:30. The use of despo/th$ in reference to God is relatively rare in the LXX (Gen 15:2,8, etc) and in the New Testament (Acts 4:24), but is occasionally used of Christ as well (2 Peter 2:1; Jude 4; Rev 6:10). The image is that of a household master releasing his slave from service; since “slave” in English often carries the connotation of abuse and mistreatment, typically dou/lo$ is translated here as “servant”.

Verse 29b: “according to your utterance, in peace” —for the comparable idiom of departing “in peace”, see of Abraham in Gen 15:15 (note also the use in context of despo/th$ and a)polu/w in Gen 15:2 LXX). r(h=ma is usually translated “word”, being roughly equivalent to lo/go$ in such contexts; however it is frequently used specifically in instances of a prophetic “utterance”, a slightly more literal translation which captures something of this sense.

Verse 30: “[now] that my eyes have seen your salvation” —this phrase is an allusion to Isaiah 40:5 and/or 52:10 (LXX); see also Psalm 98:3; Gen 49:18; Baruch 4:24; Ps Sol 17:50.

Verse 31: “which you have made ready in the sight of all the peoples” —this, along with verse 30 (above), is drawn largely from Isaiah 52:10. The use of laoi/ (“peoples”) is interesting (Isa 52:10 uses e&qnoi, “nations”); most likely it is meant to encompass both the “nations” (e&qnoi) and the “people” (laoi/) of Israel in verse 32. The italicized expression (“in the sight of”) is a more conventional rendering of the idiom, which I translated above quite literally as “according(ly) toward the eye/face of”.

Verse 32a: “a light unto uncovering [i.e. revelation] for the nations”
Verse 32b: “and glory for your people Israel”
There has been some question whether do/can is parallel to fw=$ (“light”), or is governed (along with a)poka/luyin) by the preposition ei)$; almost certainly the latter is correct—i.e., “a light unto uncovering…and (unto) glory…”. The first phrase is more or less a quotation of Isaiah 49:6b (cf. also Isa 42:6); the second may be derived from Isaiah 46:13b (for the overall image in this verse, see also Isa 60:1). The noun do/ca is actually rather difficult to translate literally into English—the original sense is of a (favorable) opinion, and so indicates the honor, esteem, etc. in which someone or something is held; but just as often it refers to the reputation, dignity, honor, etc. which someone possesses.

How closely should one treat the parallel between a)poka/luyi$ and do/ca? It is natural to think this of “revelation” in terms of the truth (the Gospel) being presented to the Gentiles; but I believe the image is rather one of uncovering (i.e. the literal sense of the word) the nations who are in darkness. So, following the parallelism, the light God brings (in the person of Jesus) has a two-fold purpose and effect:

    • It will uncover the nations who are in darkness, shining light upon them
    • It will shine light upon ‘Israel’ (i.e. God’s people), giving to them an honor and esteem which they would not otherwise have

From the standpoint of the Gospel, of course, these are two sides of the same coin, for in Christ all people—whether from Israel or the nations—are the people of God.

The Spirit and the Birth of Jesus: Part 2 (Luke 1:41, 67)

ORACLES OF ELIZABETH & ZECHARIAH

The comparison of John and Jesus, in terms of their respective Messianic identities, is an important aspect of the parallelism of the two Annunciation scenes (as discussed in the previous notes on 1:15-17 and 1:35). But it also features in the poetic oracles uttered (in the narrative) by the parents of John the Baptism, Elizabeth (vv. 42-45) and Zechariah (vv. 68-79). In the narrative introduction to each oracle, the poetic and revelatory inspiration is attributed to the presence of the Holy Spirit filling the speaker.

Luke 1:41, 67

“….and Elisheba was filled with (the) holy Spirit…and she gave up a great cry (with her) voice and said…” (v. 41f)
“And Zekharyah was filled with (the) holy Spirit and he foretold [i.e. prophesied], saying…” (v. 67)

Like John the Baptist, who was filled (vb plh/qw) with the Holy Spirit even while in the womb (cf. the prior note on v. 15ff), so also his parents (Elizabeth and Zechariah) were filled by the Spirit. This Spirit-motif, introduced in the earlier episode, continues here. It will be further developed in the figure of Simeon (2:25-27), who serves as a pattern for the relationship of the Spirit to believers, and also in the person of Jesus himself (4:1ff, cf. also 10:21).

As previously noted, the idea of a person being filled by the Spirit of God is an important aspect of the Lukan Spirit-theme. It is one of three primary modes of Spirit-experience featured in Luke-Acts. It is also, however, part of an ancient line of tradition regarding the manifestation of the Spirit of God (YHWH) upon chosen individuals in the Old Testament. Indeed, there was a strong tradition of charismatic (and prophetic) leadership in ancient Israel, whereby chosen individuals were gifted with the Divine Spirit, enabling them to function as inspired leaders over God’s people. This was true in the case of Moses and his successor Joshua, as well as the Judges and the early kings of Israel (Saul, David). The specific idiom of being filled, however, is only mentioned in the case of Joshua (Deut 34:9).

Mention should also be made of the references in Exodus (28:3; 31:3; 35:31), of the artisans and craftspeople who made the priestly apparel and the tent-shrine (tabernacle) furnishings. They were uniquely filled with the divine Spirit, giving them the skill and artistry to perform this work. This relates to the situation here with Elizabeth and Zechariah, where the filling by Spirit enables them to exercise a poetic art. Within the narrative context, Zechariah utters a great hymn (the Benedictus, vv. 68-79), and Elizabeth, in her own way, also gives out a short poetic exclamation (vv. 42ff). It should also be noted that the inspired hymn attributed to Mary (the Magnificat, vv. 46-55) is, in a handful of manuscripts and other witnesses, attributed to Elizabeth instead.

There are three aspects of this mode of being filled by the Spirit that I would emphasize here.

1. Ecstatic inspiration. In the ancient prophetic tradition, the divine Spirit comes upon the individual and overwhelms him/her, producing a state of ecstasy, in which the prophet begins to speak with the voice of the deity. Sometimes this is characterized by unusual (or supernatural) signs, as well as strange behavior. In the Pentecost scene in Acts, this aspect of the prophetic experience is realized primarily through the phenomenon of speaking in tongues.

More commonly, however, in both the Gospel and Acts, this ecstatic experience is manifest by a sudden exclamation, made at the spur of the moment, under the influence of the Spirit. We see this, for example, in Luke 10:21f, where the saying of Jesus is presented as an inspired exclamation. In the Lukan Infancy narrative, the ecstasy results in a poetic oracle. This is certainly true in the case of the canticles by Zechariah and Simeon (and also the Magnifcat [by Mary]), which are genuine poems, composed much in the pattern of the Scriptural Psalms. In this regard, it is worth noting the statement in Acts 4:25, how David, as the chosen servant of God, composed the Psalms (specifically Psalm 2) under the influence of the Holy Spirit.

2. The Prophetic communication of the will and purpose of God. This is the fundamental meaning of prophecy, especially as expressed by the Hebrew root abn. A ayb!n` properly denotes, in a religious context, someone who is a spokesperson for God, communicating His word and will to the people. The Greek term profh/th$ has a corresponding meaning, depending on how one understands the prepositional prefix pro/ (“before”). The prefix can mean “beforehand” (that is, predictive prophecy, announcing future events), but it can also be understood in the sense of speaking the message before (i.e., in front of) a gathered audience (such as the Christian community/congregation).

There is certainly a predictive component of the prophetic oracles by Elizabeth and Zechariah (and also Simeon). Far more important, however, and central to the place of the oracles in the Lukan narrative, is what the oracles communicate regarding what God is doing (and is about to do) through the chosen (Messianic) figures of John and Jesus. This will be discussed further in the next note (on 2:25-27ff).

3. Prefigurement of the Gospel. The prophetic oracles uttered by Elizabeth and Zechariah, etc, foreshadow the proclamation of the Gospel by the early believers. In particular, the hymns in the Lukan Infancy narratives find their parallel in the sermon-speeches of Acts. Both are Spirit-inspired utterances made publicly, presented as occurring on the spur of the moment, before an audience. In particular, the utterances by Elizabeth and Zechariah declare the Messianic identity of Jesus, which is also the fundamental message of the early Gospel preaching.

Elizabeth and Zechariah represent the faithful and devout ones under the Old Covenant; but they also, like their child John (also their relative Mary), are transitional figures who stand at the threshold of the New Covenant. Thus, it should be no surprise that, in the context of the Lukan narrative, their Spirit-inspired prophecy anticipates the Gospel preaching of the first believers.

The content of this message is also shaped according to the literary theme and structure of the Infancy narratives. This means, primarily, that it is predicated upon the relationship between John and Jesus. John was a Spirit-filled (and guided) messianic figure, but one who is surpassed by, and subservient to, the greater Messianic identity of Jesus. John himself, in the womb of Elizabeth responds to the presence of Jesus (in the womb of Mary). His ‘jumping’ (vb skirta/w) in the womb (v. 41) is a manifestation of the presence of the Spirit (v. 15). Elizabeth’s prophecy confirms, and develops this theme: Mary is declared blessed because of the “fruit of her belly” (i.e., the infant Jesus), and she is specifically declared to be “the mother of my Lord”.

In the Benedictus of Zechariah we find a much more extensive poetic development, replete with many allusions to Scripture and Old Testament/Jewish tradition. For a detailed study of these allusions, specifically with regard to their Messianic significance, cf. my earlier article in the series “The Old Testament and the Birth of Jesus”. It is in vv. 76-79 that the traditional language (and Messianic imagery) is applied directly to the narrative context of the relationship between John and Jesus. These are examined in a separate article (in the aforementioned series).

The the traditional themes, developed by Luke, regarding the Messianic significance of Jesus, are brought together in the Simeon episode—the final episode of the Infancy narrative proper. These Messianic themes are connected with the presence and work of the Spirit, and will be discussed in the concluding note of Part 2.

The Spirit and the Birth of Jesus: Part 2 (Luke 1:35)

Luke 1:35

The second Annunciation scene in the Lukan Infancy narrative is in 1:26-38. The Angelic announcement regard the birth of Jesus, and follows immediately after the announcement of John’s birth (cf. the previous study on 1:15-17). This establishes the John-Jesus parallelism that runs throughout the narrative, along with the implicit comparison, emphasizing the superiority of Jesus as a Messianic figure.

This second Annunciation scene may be outlined as follows:

    • Narrative introduction (vv. 26-27)—summarizing the setting for the heavenly Messenger Gabriel’s appearance to Mary
    • The Angel’s Greeting (v. 28)
      —Mary’s response: surprise and uncertainty (v. 29)
    • The Angel’s announcement (vv. 30-33), prefaced by the traditional assurance (“Do not fear…”)
      —Mary’s response: question (“How will this be so…?” v. 34)
    • The Angel’s response: the sign (vv. 35-37)
      —Mary’s response: acceptance (v. 38)
    • Narrative conclusion (v. 38b)

This follows the basic narrative pattern in the Old Testament for Angelic appearances (including birth announcements), as I have discussed in prior notes (and cf. R. E. Brown, The Birth of the Messiah, Anchor Bible Reference Library [ABRL]: 1977, 1993,  pp. 155-60, 296-8). The core announcement of verses 30-33 may further be divided:

    • Assurance (v. 30)— “Do not fear, Maryam, for you have found favor alongside [i.e. before] God”
    • Birth announcement (v. 31)— “And, see! you will take/receive together in (the) womb and you will produce a son, and you will call his name ‘Yeshua'”
    • Fivefold promise/prophecy of the child’s future (vv. 32-33)—
      • “he will be great”
      • “he will be called ‘Son of the Highest'”
      • “the Lord God will give to him the (ruling) seat of his father Dawid”
      • “he will rule as king upon [i.e. over] the house of Ya’aqob into the Age”
      • “there will be no completion [i.e. end] of his kingdom”

There are unquestionable Messianic phrases and concepts in the prophecy of vv. 32-33. Mary’s response (question) relates to the apparent impossibility of her having a child: “How will it be so, seeing (that) I do not know a man?” (v. 34). Here the verb “know” preserves a Semitic idiom for sexual relations, and expresses the tradition of Mary’s virginity prior to bearing Jesus (also found in Matt 1:18). In verses 35-37 the Messenger gives a three-fold sign, explaining or confirming the truthfulness of the announcement:

    • Prophecy regarding the Divine source of Jesus’ conception (v. 35)
    • The miraculous conception by Elizabeth, who (being old/barren) similarly could not naturally bear a child (v. 36)
    • A declaration of the power of God to bring about anything he has uttered, i.e. through His Messenger (v. 37)

The reference to the Holy Spirit is in the prophecy of verse 35:

“The holy Spirit will come upon you and the power of the Highest will cast shade upon you—therefore the (child) coming to be (born) also will be called Holy, (the) Son of God”

The first part of the verse presents two synonymous phrases in (poetic) parallel:

    • The holy Spirit—will come upon [e)pi] you
      The power of the Highest—will cast shade upon [e)pi] you

Despite an orthodox tendency to relate these two phrases with different members of the Trinity (“power” being associated with the Son), there can be little doubt that “holy Spirit” and “power of the Highest” are more or less synonymous expressions here. In Old Testament and Israelite tradition, the Spirit was not so much a distinct person as a manifestation of the presence and (life-giving) power of God (YHWH). This is important in light of how the concept and theme of the Holy Spirit is developed throughout Luke-Acts. The Infancy narratives preserve much of the Old Testament/Jewish background from which the new Faith (Christianity) would come forth—indeed, Jesus is the fulfillment of all the important religious forms and patterns found in Old Testament tradition.

The reference in Matt 1:18, 20 (“out of the holy Spirit”) simply indicates the divine source of Jesus’ conception, without saying anything about how this takes place. By contrast, in Luke’s account, the Angel provides vivid and colorful imagery—but how exactly should we understand these two verbs (e)pe/rxomai [“come upon”], e)piskia/zw [“cast shade upon”]) as they are used here?

e)pe/rxomai (“come upon”)—of the nine New Testament occurrences of this verb, seven are in Luke-Acts, most notably a parallel reference to the Holy Spirit coming upon believers in Acts 1:8. This prophecy by Jesus, similar and with a position in Acts comparable to the prophecy of Gabriel, will be discussed in an upcoming note. The verb can have the sense of something literally (physically) coming upon a person, but more commonly in the general sense of something happening (i.e. coming near) which will dramatically affect the person. It is used several times in the Old Testament in a sense similar to that of Acts 1:8 (cf. 1 Sam 11:7; Isa 32:15 LXX).

e)piskia/zw (“cast shade upon”)—this verb really only occurs 3 times in the New Testament (with two parallel references), including twice in Luke-Acts in a context that is especially relevant to its use here:

    • Luke 9:34 par—the cloud in the Transfiguration scene is said to “cast shade/shadow upon” the three disciples; this image, of course, alludes to the Old Testament theophany of YHWH at Sinai and in the Desert (cf. Exod 13:21ff; 19:9, 16). For the verb used of the divine Cloud in the LXX, cf. Exod 40:34f.
    • Acts 5:15—it is related that Peter’s shadow was thought (by the people) to bring healing to the sick when it “cast shade/shadow upon” them. It is not clear from the context of the narrative whether this genuinely took place, or reflects a popular belief associated with Peter.

These two occurrences inform its use in Lk 1:35; the basic meaning is two-fold, as a vivid expression for the manifestation to human beings of (a) the presence of God (i.e. the Cloud), and (b) the power of God. It is unwise to read anything further than this into the text. The result of this divine “overshadowing”, of course, is declared in the last portion of verse 35: “therefore the (child) coming to be (born) also will be called Holy, the Son of God”. It is probably best to read the adjective a%gio$ (“holy”) as a substantive in apposition to “Son of God”, both being predicate to the verb “will be called”; in other words, we have here two names or titles which (will) belong to Jesus:

The Spirit and the Birth of Jesus: Part 2 (Luke 1:15-17)

The Spirit in the Lukan Infancy Narrative

The Holy Spirit features more prominently in the Lukan Infancy narrative, which, in large part, reflects the greater role of the Spirit in Luke-Acts as a whole. The lines of tradition, regarding the Spirit, discussed in Part 1 are also reflected in the Lukan narrative. Special importance is placed on the identification of Jesus as the Messiah, and his role in ushering in the New Age, in which the Spirit will be manifest in a new way among God’s people. This Messianic identity is primarily expressed according to two distinct thematic structures in the Lukan Infancy narrative:

    • The superiority of Jesus in comparison with John the Baptist (John being viewed as a Messianic prophet-figure)
    • Jesus as the Royal Messiah from the line of David

As an organizing device within the narrative, the Jesus-John comparison is more significant. The birth narratives of John and Jesus are essentially presented side-by-side, following a similar pattern, being intercut (and interrelated). In terms of the Messianic identity of the two children, there are two main points of comparison: (1) the parallel Angelic announcements, and (2) the two inspired oracles by John’s parents (Elizabeth / Zechariah). In each of these literary structures, the Holy Spirit plays a significant role and must be examined in some detail. Let us begin with the first of these.

The Angelic Announcements

The parallelism of the John and Jesus narratives, establishing the John-Jesus comparison, begins with the annunciation scenes, which follow one after the other, from John (1:5-25) to Jesus (1:26-38). For a discussion of the literary and thematic aspects of the John annunciation scene, see the earlier article in the series “The Old Testament and the Birth of Jesus” (cf. also the entry in last year’s Saturday Series Christmas studies).

Luke 1:15-17

“For he will be great in the sight of [the] Lord, and wine and liquor he shall (surely) not drink,
and he will be filled (with the) holy Spirit, even (coming) out of (the) belly of his mother.” (v. 15)

This contains the first two declarations made by the heavenly Messenger (Gabriel) to Zechariah, announcing the conception (and coming birth) of John. The statements are made with verbs in the future tense: (i) “he will be…” (e&stai), (ii) “he will be filled…” (plhsqh/setai). They announce both John’s birth and his future destiny. He will be a chosen servant of God, a role that has genuine Messianic significance, within the context of the Gospel Tradition. This is the primary meaning of the statement “he will be great in the sight of the Lord”. It is also said of Jesus that he will be “great” (me/ga$, v. 32), but in a way that surpasses the greatness of John the Baptist, an absolute attribution that would normally be predicated of God (YHWH).

The second declaration involves the Holy Spirit:

“and he will be filled (with the) holy Spirit, even (coming) out of (the) belly of his mother”

Before examining the significance of John being “filled” by the Spirit, let us consider the final two declarations (in vv. 16-17):

“and he will turn many of the sons of Yisrael (back) upon the Lord their God,
and he will go before in the sight of Him, in (the) spirit and power of ‘Eliyyahu, to turn (the) hearts of fathers (back) upon (their) offspring, and (the) unpersuaded (one)s in the mind-set of (the) righteous, to make ready for (the) Lord a people having been fully prepared.”

These statements describe (and define) the Messianic role of John the Baptist—certainly as it was understood in the early Gospel Tradition. It can be summarized by the expression “in the spirit and power of Elijah”. In order to gain a proper understanding of the place of the Spirit in this passage, we must join together these two aspects of the annunciation, where the noun pneu=ma is used:

    • “(filled) by the holy Spirit”
    • “in the spirit…of Elijah”

The principal association is between the Spirit and prophecy. John will be among the greatest of prophets (7:26-28 par), fulfilling the role of the end-time (Messianic) Prophet, according to the figure-type of Elijah (for more on this, cf. Part 3 of the series “Yeshua the Anointed”). More than this, he may be regarded as the last of the prophets of the old covenant (16:16 par), standing on the threshold of the new covenant. This sense of continuity between the old and new covenants is especially important in terms of how this passage fits in with the Lukan view of the Spirit.

This is the first occurrence of two distinct modes, in the Lukan narratives, whereby the Spirit is present and active. The first mode involves the idea of filling—i.e., being filled by the Spirit. Here the verb plh/qw is used. The idiom occurs numerous times in the book of Acts, but in the Gospel only within the Infancy narratives (1:41, 67) and the Lukan description of the beginning of Jesus’ ministry (4:1).

The second mode involves being (and walking) in the Spirit. Here it is said that John will go about in the spirit of Elijah, which is a very specific way of referring to the spirit of prophecy—which, in turn, is brought about by the presence of God’s own Spirit. The expression “the spirit of Elijah” can be understood two ways, as it relates to the person of John the Baptist: (1) the same Spirit (of God) that inspired Elijah also is present in John; or (2) that John is essentially a new manifestation of Elijah himself, inspired by the distinctive prophetic spirit that Elijah possessed (and which he gave to Elisha, 2 Kings 2:9-12).

Either way, the “spirit of Elijah” involves the presence of the Spirit, so we may fairly claim that the wording here in v. 17 is an example of the Lukan motif of persons going about “in (or by) the Spirit” (2:27; 4:1, 14; 10:21).

If we are to isolate the main Lukan themes that are introduced here, they would be as follows:

    • The association of the Spirit with prophecy—John is the last of the prophets of the Old Covenant; with Jesus and his disciples (believers), the time of the New Covenant begins, and, with it, a new understanding of the nature of prophecy.
    • The Messianic role of John as “Elijah”, who will appear prior to the end-time Judgment (Mal 3:1ff; 4:5-6)—this reflects the fundamental eschatological understanding of early Christians, which Luke develops powerfully in his 2-volume work, emphasizing the eschatological dimension of the early Christian mission.
    • The person of John as a transitional figure, emphasizing the continuity between the Old and New Covenant—he embodies the prophetic Spirit of the Old and, at the same time, points toward the manifestation of the Spirit in the New.

Another minor theme could also be mentioned, which is as much traditional as anything distinctly Lukan. In v. 15 the Spirit is associated with John the Baptist’s ascetic behavior (cf. Mk 1:6 par; Lk 7:33 par), but reflecting specifically the religious vow of the Nazirite (cf. Num 6:3). This detail may have been influenced by the Samuel and Samson narratives (Judg 13:4; 1 Sam 1:11, 22 [v.l.]), but there is no reason that it could not also be an authentic historical detail in the case of John. The principal idea here is twofold: (a) purity/holiness, and (b) consecration to God. Both of these motifs are central to the idea of the presence and activity of God’s Spirit (the holy Spirit, Spirit of holiness), are emphasized, to varying degrees, in the Lukan narratives. On the Nazirite motif, in association with the birth of Jesus himself, cf. my earlier note on Matthew 2:23 (in the series “The Old Testament and the Birth of Jesus”).